P••• J••••• G•••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 4, 2026 · Clearwater, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jul 22, 2010 to Jun 11, 2026 · Clearwater, Fl
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jul 20, 2010 · Palm Harbor, Fl
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Jun 1, 2009 · Palm Harbor, Fl
• M••••• S•••••• D• I••• unclassified
  Jan 1, 1991 to Apr 2, 2007 · Palm Harbor, Fl

• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Jun 11, 2026, registered Jun 4, 2026 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
• M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
  left Jul 20, 2010, registered Jul 22, 2010 (2 days) · Wirehouse to affiliated broker-dealer or bank
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jun 11, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address