DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A••••• K••••• S••••••

P•••••• W••••• S•••••••• L••state registeredCranberry Township, PaIA-onlyIAPD 1542564

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Artie Sobczak

At current firm

3 y

since Mar 20, 2023

In the industry

40 y

since Aug 18, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• W••••• S•••••••• L•• state registered current
since Mar 20, 2023 · Cranberry Township, Pa
P•••••• W••••• S•••••••• L•• state registered
Dec 2, 2020 to Dec 31, 2022 · Cranberry Township, Pa
T•• A•••••••• I••• BD affiliated
Sep 19, 2019 to Dec 3, 2020 · Pittsburgh, Pa
O•••••••• A•••••••• I••• unclassified
May 14, 2012 to Jul 24, 2019 · Cleveland, Oh
L•• F•••••••• L•• BD affiliated
Jan 10, 2012 to Sep 4, 2018 · Cleveland, Oh
O•••• F•• I••• former
Apr 11, 2001 to Jan 15, 2004 · Solon, Oh

Moves

a registration end followed by a registration begin elsewhere

T•• A•••••••• I••• to P•••••• W••••• S•••••••• L••
left Dec 3, 2020, registered Dec 2, 2020 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser
O•••••••• A•••••••• I••• to T•• A•••••••• I•••
left Jul 24, 2019, registered Sep 19, 2019 (57 days) · Other
L•• F•••••••• L•• to O•••••••• A•••••••• I•••
left Sep 4, 2018, registered May 14, 2012 (-2304 days) · Other
O•••• F•• I••• to L•• F•••••••• L••
left Jan 15, 2004, registered Jan 10, 2012 (2917 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address