RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• C•••• C•••••••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince May 26, 2020 · Fort Lauderdale, Fl
- A•••• • F•••••••• P•••••••• L•• formerNov 9, 2011 to Sep 20, 2012 · Boca Raton, Fl
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerMar 25, 2010 to Aug 18, 2011 · Boca Raton, Fl
- G•••••••• F••••••••• I•• unclassifiedJun 20, 2003 to Mar 29, 2010 · Tampa, Fl
- A•••• • F•••••••• P•••••••• L•• to S•••• I••••• S••••••••• L••left Sep 20, 2012, registered May 26, 2020 (2805 days) · Other
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to A•••• • F•••••••• P•••••••• L••left Aug 18, 2011, registered Nov 9, 2011 (83 days) · Other
- G•••••••• F••••••••• I•• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Mar 29, 2010, registered Mar 25, 2010 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address