DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• L•• V•••••••••

C•••• A•••••••• L••independent RIAMayflower, Ut dual registrantIAPD 1556834

Feed of 09/14/2026

Also filed as R••••• Lee V•••••••••

At current firm

0 y

since Nov 4, 2025

In the industry

39 y

since Nov 10, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••• A•••••••• L•• i••••••••• wealth current
since Nov 4, 2025 · Overland Park, Ks
Q••••• W•••• A•••••••• L•• i••••••••• wealth
Oct 16, 2024 to Oct 16, 2025 · Chicago, Il
O•••• W•••••• I••• BD affiliated
Sep 14, 2023 to Sep 17, 2024 · Provo, Ut
I••••••••• F•••••••• G••••• L•• BD affiliated
Nov 3, 2011 to Sep 15, 2023 · Holladay, Ut
V••••• W••••• A•••••••• L•• former
Nov 18, 2008 to Dec 19, 2012 · Salt Lake City, Ut
O••• I••••••••• A••••••• I•• unclassified
Jan 26, 2004 to Nov 17, 2008 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

Q••••• W•••• A•••••••• L•• to C•••• A•••••••• L••
left Oct 16, 2025, registered Nov 4, 2025 (19 days) · RIA to RIA
O•••• W•••••• I••• to Q••••• W•••• A•••••••• L••
left Sep 17, 2024, registered Oct 16, 2024 (29 days) · Affiliated broker-dealer or bank to independent RIA
I••••••••• F•••••••• G••••• L•• to O•••• W•••••• I•••
left Sep 15, 2023, registered Sep 14, 2023 (-1 days) · Affiliated broker-dealer or bank to another
V••••• W••••• A•••••••• L•• to I••••••••• F•••••••• G••••• L••
left Dec 19, 2012, registered Nov 3, 2011 (-412 days) · Other
O••• I••••••••• A••••••• I•• to V••••• W••••• A•••••••• L••
left Nov 17, 2008, registered Nov 18, 2008 (1 days) · Other

Signals

R••••• L•• V••••••••• left Q••••• W•••• A•••••••• L•• for C•••• A•••••••• L•• (registered 2025-11-04)
Oct 16, 2025 · Advisor changed firm · fact
R••••• L•• V••••••••• left O•••• W•••••• I••• for Q••••• W•••• A•••••••• L•• (registered 2024-10-16)
Sep 17, 2024 · Advisor changed firm · fact
R••••• L•• V••••••••• left I••••••••• F•••••••• G••••• L•• for O•••• W•••••• I••• (registered 2023-09-14)
Sep 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address