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Registered advisor
R••••• H••••• K••••••
Feed of 09/14/2026
At current firm
3 y
since Jun 2, 2023
In the industry
39 y
since Sep 29, 1986 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 2, 2023 · Delray Beach, Fl
- S••••• F•••••••• G•••• I•• formerNov 6, 2017 to May 20, 2021 · Delray Beach, Fl
- S•••••• N••••••• • C••••••• I••••••••• national BDMay 21, 2012 to Sep 14, 2017 · Boca Raton, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 14, 2012 · Palm Beach, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Palm Beach, Fl
- M••••• S•••••• D• I••• unclassifiedJun 27, 2005 to Apr 2, 2007 · Delray Beach, Fl
- A• G• E•••••• • S•••• I••• unclassifiedJul 18, 1994 to Jun 29, 2005 · Boynton Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••left May 20, 2021, registered Jun 2, 2023 (743 days) · corporate re-registration, not a move
- S•••••• N••••••• • C••••••• I••••••••• to S••••• F•••••••• G•••• I••left Sep 14, 2017, registered Nov 6, 2017 (53 days) · Other
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 14, 2012, registered May 21, 2012 (-24 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to M••••• S•••••• D• I•••left Jun 29, 2005, registered Jun 27, 2005 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address