RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• G••••• L••••••
- W•••• E••••• G••••• I••• BD affiliated currentsince Sep 8, 2009 · Naperville, Il
- W••••••••• F•••••••• G••••• I••• unclassifiedFeb 1, 2007 to Aug 18, 2009 · Boston, Ma
- A• G• E•••••• • S•••• I••• unclassifiedNov 1, 2001 to Jan 24, 2007 · Naperville, Il
- W••••••••• F•••••••• G••••• I••• to W•••• E••••• G••••• I•••left Aug 18, 2009, registered Sep 8, 2009 (21 days) · Other
- A• G• E•••••• • S•••• I••• to W••••••••• F•••••••• G••••• I•••left Jan 24, 2007, registered Feb 1, 2007 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address