DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
World Equity Group, Inc.
Latest filing Jun 9, 2026
First filing on the tape Nov 30, 2011 · 47 filings
SEC status approved since Mar 26, 1999
RAUM
$1.0B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$1.0B individuals and HNW
Advisors
57
registered through the firm on IAPD
RAUM per advisor
$17.6M
derived; firm RAUM over IAPD count
Employees
165
52 advisory (5.B.1)
Offices
37
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$1.0B as of Jun 9, 2026
Mar 30, 2012$433M then
HNW client RAUM$637M as of Jun 9, 2026
Apr 30, 2018$58.1M then
State-registered IARs (5.B.3)49 as of Jun 9, 2026
Mar 26, 2013106 then
Employees (5.A)165 as of Jun 9, 2026
Mar 26, 2013165 then
Private funds2 as of Mar 31, 2022
Apr 30, 20181 then
RAUM -0.6% over the last fiscal year-0.8% a year over threeIARs 107 to 49offices 46 to 37
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $17.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $333,901derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.9derivedItem 5.A over advisors
- Advisors per office
- 1.5derived38 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -54%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 600reportedItem 5.H
- Wrap fee program
- $412MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$637M64%
- Individuals$364M36%
- Individual clients
- 3,029reported
- HNW clients
- 122reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,999reported
- Financial planning clients
- 600reported
- Wrap fee programs
- $412M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=148.0derived
Advisors registered through the firm
54 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Daniel YaroszChartered Financial Consultant | Arlington Heights, Il | Nov 6, 1997 | 36 y | 0 |
| Gary Thomas RichardsCertified Financial Planner | Schaumburg, Il | Nov 6, 1997 | 32 y | 0 |
| Todd Jay BalberCertified Financial Planner | Schaumburg, Il | Jul 6, 1998 | 30 y | 0 |
| Barry Neal Link | Schaumburg, Il | Jul 12, 2001 | 44 y | 0 |
| John Harting Stitt | Bradenton, Fl | Jun 25, 2002 | 34 y | 0 |
| Michael Peck Manno | Schaumburg, Il | Jul 9, 2003 | 41 y | 3 |
| Thomas William Rendl | Arlington Heights, Il | Jul 29, 2004 | 37 y | 0 |
| Robert Francis Bieniek | Port Barrington, Il | Jun 17, 2005 | 43 y | 0 |
| Prakash Moktan | Schaumburg, Il | Apr 12, 2006 | 24 y | 0 |
| Kenneth Michael Valentino | Willowbrook, Il | Sep 22, 2006 | 24 y | 0 |
| Timothy John Erwin | Schaumburg, Il | Nov 17, 2006 | 21 y | 1 |
| Patricia Ann Erwin | Schaumburg, Il | Nov 17, 2006 | 21 y | 1 |
| Joseph Anthony Orsolini | Glen Ellyn, Il | Jan 9, 2007 | 36 y | 0 |
| Mark Julian Strefner | Schaumburg, Il | Oct 6, 2008 | 30 y | 1 |
| John David Straley | Schaumburg, Il | Oct 6, 2008 | 30 y | 1 |
| Marc Frost | Dunwoody, Ga | Mar 11, 2009 | 42 y | 3 |
| Anthony George Lavarda | Schaumburg, Il | Sep 8, 2009 | 39 y | 2 |
| Sherwin ShenfeldPersonal Financial Specialist | Northbrook, Il | Sep 13, 2010 | 44 y | 0 |
| Jeffrey Thomas Farrell | Sea Girt, Nj | Dec 22, 2010 | 27 y | 2 |
| Donald Todd Cohen | Schaumburg, Il | Nov 4, 2011 | 44 y | 2 |
| Patrick Dennis Carroll | Schaumburg, Il | Jan 19, 2012 | 40 y | 1 |
| Guy James Abbanat | Schaumburg, Il | Oct 2, 2012 | 42 y | 5 |
| Christopher T Dallas | Schaumburg, Il | Oct 26, 2012 | 18 y | 2 |
| Charles Robert Taylor | Schaumburg, Il | Mar 5, 2013 | 18 y | 1 |
| Mark John Lishchynsky | Schaumburg, Il | Jul 24, 2013 | 32 y | 0 |
| David Andrew Bowman | Parrish, Fl | Jan 3, 2014 | 26 y | 2 |
| Elliot Marc Yablun | Schaumburg, Il | Jan 3, 2014 | 46 y | 3 |
| Paul Phillip Kaczmarczyk | Schaumburg, Il | Jan 16, 2014 | 19 y | 0 |
| John Gerard Lindquist | Schaumburg, Il | Feb 27, 2014 | 38 y | 2 |
| Michael Colin Chandler | Schaumburg, Il | Jul 1, 2014 | 35 y | 4 |
| Bradley Martin Underwood | Scottsdale, Az | Apr 21, 2015 | 23 y | 2 |
| John Patrick Walsh | Morristown, Nj | Feb 29, 2016 | 34 y | 2 |
| James Devin Sunderwirth | Royal Palm Beach, Fl | Jun 24, 2016 | 11 y | 0 |
| Christopher Scott Bourgeois | Houston, Tx | Apr 13, 2017 | 24 y | 3 |
| Jevon Kelvin Thomas | Irvine, Ca | Oct 5, 2017 | 28 y | 1 |
| Chad Alan Tuneberg | Rockford, Il | Oct 20, 2017 | 31 y | 0 |
| Lissette Strefner | Oakbrook Terrace, Il | Dec 21, 2017 | 27 y | 4 |
| Jason Allen Lee | Houston, Tx | Feb 13, 2018 | 11 y | 0 |
| Kenneth Raymond Savage | Wilmington, Nc | Dec 17, 2019 | 27 y | 6 |
| Nicholas Richardo PrangnerCertified Financial Planner | Schaumburg, Il | Nov 18, 2020 | 20 y | 1 |
Advisor movement
2 left, 3 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 3.5% of current headcount13 left over 36 months
Left, latest
- Scott Foster Hoskins to Bfc Planning, Inc.Feb 22, 2026 · Affiliated broker-dealer or bank to another
- Taylor Heifetz to Hilltop Securities Inc.Nov 6, 2025 · Affiliated broker-dealer or bank to another
- Joel Parker Kasten to Next Generation Investing, LLCApr 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- Kelley Jo Belmonte to Midway Wealth Partners, LLCOct 2, 2024 · Other
- Scot Patrick Sageser to Avantax Advisory ServicesSep 12, 2024 · Affiliated broker-dealer or bank to another
- Travis J Olszewski to Edward JonesAug 19, 2024 · Affiliated broker-dealer or bank to another
- Michael Paul Bennitt to Ameriprise Financial Services, LLCJun 5, 2024 · Affiliated broker-dealer or bank to another
- Daniel Patrick Bierals to Osaic Wealth, Inc.Dec 15, 2023 · Affiliated broker-dealer or bank to another
- Joseph Andrew Clark to Financial Enhancement GroupDec 2, 2023 · Other
- Donald Earl Hodson to Financial Enhancement GroupDec 1, 2023 · Other
- Adam Michael Harter to Financial Enhancement GroupNov 30, 2023 · Other
- Martin Edwin James to Modern Wealth Management, LLCOct 13, 2023 · Affiliated broker-dealer or bank to independent RIA
- Kyle Martin James to Modern Wealth Management, LLCOct 13, 2023 · Affiliated broker-dealer or bank to independent RIA
- Ara Alexander Kachadourian to Alexander Capital Wealth Management LLCMay 25, 2023 · Affiliated broker-dealer or bank to independent RIA
- Matthew Patrick Nardolillo to Summit Financial, LLCApr 23, 2023 · Affiliated broker-dealer or bank to another
Joined, latest
- Leslie Ann Corley from J.P. Morgan Securities LLCAug 26, 2026 · Wirehouse to affiliated broker-dealer or bank
- Peter Francis Forbes from Regal Advisory Services, Inc.Jan 1, 2026 · Other
- Taylor Heifetz from Principal Securities, Inc.Oct 20, 2025 · Affiliated broker-dealer or bank to another
- Jad Hoche from Hsbc Securities (USA) Inc.Aug 29, 2025 · Affiliated broker-dealer or bank to another
- Mark D Kaplan from Park Avenue Securities LLCFeb 11, 2025 · Affiliated broker-dealer or bank to another
- Aaron Kirk Hevle from Next Financial Group, Inc.Jan 30, 2025 · Affiliated broker-dealer or bank to another
- Todd Jay Rollins from Summit Financial, LLCJan 2, 2025 · Affiliated broker-dealer or bank to another
- Amanda Starr Journey Pearson from Stifel, Nicolaus & Company, IncorporatedNov 25, 2024 · Affiliated broker-dealer or bank to another
- Travis J Olszewski from Tlg Advisors, Inc.Jul 17, 2024 · Affiliated broker-dealer or bank to another
- Stephen Stanley Dudas from Insigneo Advisory Services, LLCJan 12, 2024 · RIA to affiliated broker-dealer or bank
- Kelley Jo Belmonte from Morgan StanleyOct 7, 2021 · Wirehouse to affiliated broker-dealer or bank
- Douglas Antony Gibson from Equitable Advisors, LLCMay 16, 2021 · Affiliated broker-dealer or bank to another
- Ara Alexander Kachadourian from Woodbury Financial Services, Inc.Apr 5, 2021 · Affiliated broker-dealer or bank to another
- Bennett J Leiser from Corecap AdvisorsMar 2, 2021 · Affiliated broker-dealer or bank to another
- Susan D Kerr from MML Investors Services, LLCDec 22, 2020 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Financial Enhancement GroupNov 30, 2023 · Mooresville, In
- 2 left for Modern Wealth Management, LLCOct 13, 2023 · Schaumburg, Il
- 2 left for Trek FinancialMar 31, 2016 · Schaumburg, Il
- 2 left for Northview Asset Management, Inc.Jan 7, 2016 · Austin, Tx
- 2 joined from Equitable Advisors, LLCMay 15, 2015 · Salt Lake City, Ut
- 2 joined from Equitable Advisors, LLCMay 7, 2015 · Folsom, Ca
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Midway Venture Partnersno longer reported | Private Equity Fund | $75.0M | 50 | Mar 31, 2021 |
| Weg Fund I, LLCno longer reported | Private Equity Fund | $75.0M | 50 | Mar 31, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Stephen Stanley Dudas · Presidentcontrolsince 01/2024 · owns less than 5%
- Craig Michael Gould · Chief Executive Officercontrolsince 05/2021 · owns less than 5%
- Mark John Jr Lishchynsky · Chief Operating Officercontrolsince 07/2013 · owns less than 5%
- William Dudley Jr Webb · Chief Compliance Officercontrolsince 11/2019 · owns less than 5%
Entity owners
- Wentworth Management Services, · Owner Executive Officerdirect · owns 75% or more
- Wentworth Management Services, LLC · Ownerdirect · owns 75% or more
- Binah Capital Group, Inc. · Ownerindirect · owns 75% or more of Wentworth Management Services, LLC · public reporting company
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Schaumburg, Il · principal | 55 | 4 | 0 | ||
| Houston, Tx | 8 | 2 | 0 | ||
| Arlington Heights, Il | 5 | 0 | 0 | ||
| Sea Girt, Nj | 3 | 2 | 0 | ||
| Oakbrook Terrace, Il | 2 | 0 | 0 | ||
| Sparks, Nv | 2 | 0 | 0 | ||
| Mooresville, In | 0 | 0 | 0 | ||
| Nixa, Mo | 0 | 0 | 0 | ||
| Anderson, In | 0 | 0 | 0 | ||
| The Colony, Tx | 0 | 0 | 1 | ||
| Bremerton, Wa | 0 | 0 | 0 | ||
| Indianapolis, In | 0 | 0 | 0 | ||
| Lake St Louis, Mo | 0 | 0 | 1 | ||
| Lawrence, Ks | 0 | 0 | 0 | ||
| Lewes, De | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Houston, TX5 employees
- Manasquan, NJ3 employees
- Morristown, NJ3 employees
- Arlington Heights, IL2 employees
- Sparks, NV2 employees
- Scottsdale, AZ2 employees
- Deerfield Beach, FL2 employees
- Bremerton, WA2 employees
- , 1 employees
- , 1 employees
- Northfield, IL1 employees
- Minneapolis, MN1 employees
- Northfield, NJ1 employees
- , 1 employees
- Chesterfield, MO1 employees
- Irvine, CA1 employees
- Sherman Oaks, CA1 employees
- Morristown, NJ1 employees
- , 1 employees
- Nixa, MO1 employees
- Fayetteville, NC1 employees
- Bozeman, MT1 employees
- Boca Raton, FL1 employees
- Cary, NC1 employees
- Houston, TX1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 9, 2026GOULD, CRAIG MICHAEL (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-05-08 and 2026-06-09peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Accounts · 3,151 to 2,999Dec 23, 2025 to May 4, 2026
- BD registered reps · 169 to 148Dec 23, 2025 to May 4, 2026
- Employees · 170 to 165Dec 23, 2025 to May 4, 2026
- Insurance-licensed employees · 15 to 12Dec 23, 2025 to May 4, 2026
- State-registered IARs · 52 to 49Dec 23, 2025 to May 4, 2026
- Discretionary RAUM · $858M to $939MDec 23, 2025 to May 4, 2026
- HNW RAUM · $254M to $637MDec 23, 2025 to May 4, 2026
- Individual RAUM · $691M to $364MDec 23, 2025 to May 4, 2026
- Non-discretionary RAUM · $86.9M to $62.0MDec 23, 2025 to May 4, 2026
- RAUM · $945M to $1.0BDec 23, 2025 to May 4, 2026
- Wrap assets (sponsor) · $491M to $412MDec 23, 2025 to May 4, 2026
- Accounts · 3,103 to 3,151Aug 1, 2024 to May 20, 2025
- Advisory employees · 60 to 52Aug 1, 2024 to May 20, 2025
- Advisory activities · 7 to 5Aug 1, 2024 to May 20, 2025
- BD registered reps · 174 to 169Aug 1, 2024 to May 20, 2025
- HNW clients · unset to 122.0Aug 1, 2024 to May 20, 2025
- Individual clients · 3,109 to 3,029Aug 1, 2024 to May 20, 2025
- Employees · 190 to 170Aug 1, 2024 to May 20, 2025
- Insurance-licensed employees · 28 to 15Aug 1, 2024 to May 20, 2025
- Financial planning clients · 0 to More than 500Aug 1, 2024 to May 20, 2025
- State-registered IARs · 49 to 52Aug 1, 2024 to May 20, 2025
- Other offices · 46 to 37Aug 1, 2024 to May 20, 2025
- Discretionary RAUM · $776M to $858MAug 1, 2024 to May 20, 2025
- HNW RAUM · unset to 254184826.0Aug 1, 2024 to May 20, 2025
- Individual RAUM · $859M to $691MAug 1, 2024 to May 20, 2025
- Non-discretionary RAUM · $82.8M to $86.9MAug 1, 2024 to May 20, 2025
- RAUM · $859M to $945MAug 1, 2024 to May 20, 2025
- Accounts · 4,884 to 3,103Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 107 to 60Mar 30, 2023 to Mar 28, 2024
- BD registered reps · 142 to 174Mar 30, 2023 to Mar 28, 2024
- Individual clients · 4,884 to 3,109Mar 30, 2023 to Mar 28, 2024
- Employees · 152 to 190Mar 30, 2023 to Mar 28, 2024
- Financial planning clients · 26-50 to 0Mar 30, 2023 to Mar 28, 2024
- State-registered IARs · 107 to 49Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $875M to $776MMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $1.0B to $859MMar 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $133M to $82.8MMar 30, 2023 to Mar 28, 2024
- RAUM · $1.0B to $859MMar 30, 2023 to Mar 28, 2024
- Wrap assets (sponsor) · $684M to $491MMar 30, 2023 to Mar 28, 2024
- Accounts · 4,608 to 4,884Mar 31, 2022 to Mar 30, 2023
Signals
33 dated events
- Scott Foster Hoskins left World Equity Group, Inc. for Bfc Planning, Inc. (registered 2026-02-27)Feb 22, 2026 · Advisor changed firm · fact
- Taylor Heifetz left World Equity Group, Inc. for Hilltop Securities Inc. (registered 2026-03-24)Nov 6, 2025 · Advisor changed firm · fact
- World Equity Group, Inc. reported 37 offices beyond its principal office, down from 46 (2024-08-01 to 2025-05-20)May 20, 2025 · Office count change · derived
- Joel Parker Kasten left World Equity Group, Inc. for Next Generation Investing, Llc (registered 2023-02-17)Apr 7, 2025 · Advisor changed firm · fact
- Kelley Jo Belmonte left World Equity Group, Inc. for Midway Wealth Partners, Llc (registered 2023-01-20)Oct 2, 2024 · Advisor changed firm · fact
- Scot Patrick Sageser left World Equity Group, Inc. for Avantax Advisory Services (registered 2024-09-11)Sep 12, 2024 · Advisor changed firm · fact
- Travis J Olszewski left World Equity Group, Inc. for Edward Jones (registered 2024-08-27)Aug 19, 2024 · Advisor changed firm · fact
- Michael Paul Bennitt left World Equity Group, Inc. for Ameriprise Financial Services, Llc (registered 2024-06-03)Jun 5, 2024 · Advisor changed firm · fact
- World Equity Group, Inc. reported 49 state-registered advisory representatives, down from 107 (2023-03-30 to 2024-03-28)Mar 28, 2024 · Advisor headcount change · derived
- Stephen Stanley Dudas (President) appeared on Schedule A of World Equity Group, Inc.Mar 28, 2024 · Control person joined · fact
- Daniel Patrick Bierals left World Equity Group, Inc. for Osaic Wealth, Inc. (registered 2023-12-15)Dec 15, 2023 · Advisor changed firm · fact
- Joseph Andrew Clark left World Equity Group, Inc. for Financial Enhancement Group (registered 2012-01-03)Dec 2, 2023 · Advisor changed firm · fact
- Donald Earl Hodson left World Equity Group, Inc. for Financial Enhancement Group (registered 2012-01-06)Dec 1, 2023 · Advisor changed firm · fact
- Adam Michael Harter left World Equity Group, Inc. for Financial Enhancement Group (registered 2012-01-06)Nov 30, 2023 · Advisor changed firm · fact
- 3 advisors left World Equity Group, Inc. (Mooresville, IN) for Financial Enhancement Group within 2 daysNov 30, 2023 · Team lift-out · derived
- Martin Edwin James left World Equity Group, Inc. for Modern Wealth Management, Llc (registered 2023-10-16)Oct 13, 2023 · Advisor changed firm · fact
- Kyle Martin James left World Equity Group, Inc. for Modern Wealth Management, Llc (registered 2023-10-16)Oct 13, 2023 · Advisor changed firm · fact
- 2 advisors left World Equity Group, Inc. (Schaumburg, IL) for Modern Wealth Management, LLC on the same dayOct 13, 2023 · Team lift-out · derived
- Ara Alexander Kachadourian left World Equity Group, Inc. for Alexander Capital Wealth Management Llc (registered 2023-05-17)May 25, 2023 · Advisor changed firm · fact
- Matthew Patrick Nardolillo left World Equity Group, Inc. for Summit Financial, Llc (registered 2023-05-08)Apr 23, 2023 · Advisor changed firm · fact
- World Equity Group, Inc. reported 46 offices beyond its principal office, down from 53 (2022-03-31 to 2023-03-30)Mar 30, 2023 · Office count change · derived
- World Equity Group, Inc. reported 107 state-registered advisory representatives, down from 158 (2022-03-31 to 2023-03-30)Mar 30, 2023 · Advisor headcount change · derived
- Timothy Michael Shaw left World Equity Group, Inc. for Gineris Wealth Management (registered 2018-04-30)Dec 2, 2022 · Advisor changed firm · fact
- Renee Grace Faison left World Equity Group, Inc. for Kingswood Wealth Advisors, Llc (registered 2022-06-13)Jun 13, 2022 · Advisor changed firm · fact
- World Equity Group, Inc. reported 158 state-registered advisory representatives, up from 80 (2021-05-11 to 2022-03-31)Mar 31, 2022 · Advisor headcount change · derived
- Richard Steven Jr Babjak (President) no longer on Schedule A of World Equity Group, Inc. (listed 2021-05-11, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Robert Daniel Yarosz (President Of Compass Division) no longer on Schedule A of World Equity Group, Inc. (listed 2021-05-11, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Craig Michael Gould (President) appeared on Schedule A of World Equity Group, Inc.Mar 31, 2022 · Control person joined · fact
- World Equity Group, Inc. reported 50 offices beyond its principal office, down from 79 (2020-01-14 to 2020-03-31)Mar 31, 2020 · Office count change · derived
- William Dudley Jr Webb (Chief Compliance Officer) appeared on Schedule A of World Equity Group, Inc.Jan 14, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- World Equity Group, Inc. · Independent Sponsorsshared crd · intermediary
- World Equity Group, Inc. · Private Equityshared crd · organization
- World Equity Group, Inc. · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Website
- COMPASSTACTICAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 847-342-1700reportedpublic record, Form ADV, Jun 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $17.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026