RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• H••••• R•••••
- F•••••• F•••••••• G••••• I••• independent RIA currentsince Nov 21, 2023 · Glen Ellyn, Il
- L•• C•••••• M••••••••• I•• independent RIAMar 24, 1998 to Feb 8, 2019 · Chicago, Il
- F•••••• F•••••••• G••••• I••• independent RIAMar 24, 1998 to Dec 31, 2002 · Glen Ellyn, Il
- L•• C•••••• M••••••••• I•• to F•••••• F•••••••• G••••• I•••left Feb 8, 2019, registered Nov 21, 2023 (1747 days) · RIA to RIA
- F•••••• F•••••••• G••••• I••• to L•• C•••••• M••••••••• I••left Dec 31, 2002, registered Mar 24, 1998 (-1743 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address