RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A• S••••
- V••••• F•••• I••••• A•••••••• L•• other currentsince Jul 6, 2022 · Manchester, Ct
- V••••• I••••••••• A•••••••• L•• asset managerMar 6, 2012 to Jul 1, 2022 · Hartford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 3, 2011 to Feb 6, 2012 · Hartford, Ct
- O•••• I••••••••• I••• BD affiliatedJun 27, 2005 to Jul 17, 2006 · West Hartford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 2, 2004 to Jun 24, 2005 · Hartford, Ct
- V••••• I••••••••• A•••••••• L•• to V••••• F•••• I••••• A•••••••• L••left Jul 1, 2022, registered Jul 6, 2022 (5 days) · channel change inside one enterprise, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••••• I••••••••• A•••••••• L••left Feb 6, 2012, registered Mar 6, 2012 (29 days) · Other
- O•••• I••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 17, 2006, registered Nov 3, 2011 (1935 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• I••••••••• I•••left Jun 24, 2005, registered Jun 27, 2005 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address