DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Virtus Investment Advisers, LLC
Latest filing Jun 30, 2026
First filing on the tape Mar 30, 2012 · 44 filings
SEC status approved since Sep 17, 1969
RAUM
$52B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
73
registered through the firm on IAPD
RAUM per advisor
$709M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$52B as of Jun 30, 2026
Mar 30, 2012$21B then
HNW client RAUM$0 as of Jun 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Mar 30, 20120 then
Employees (5.A)1 as of Jun 30, 2026
Mar 28, 20130 then
Private funds: no history
RAUM -4.1% over the last fiscal year+3.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- $699MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $488MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.0derivedItem 5.A over advisors
- Advisors per office
- 24.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$52B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 106reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
74 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Georgie Esposito Lowe | Medford, Ma | Oct 7, 2011 | 35 y | 2 |
| James C Bush | Hartford, Ct | Oct 7, 2011 | 18 y | 2 |
| Jeffrey Evans Jackson | Marina Del Rey, Ca | Oct 11, 2011 | 16 y | 1 |
| Douglas Charles Bond | Rochester, Wa | Oct 14, 2011 | 29 y | 3 |
| James H Jessup | Hartford, Ct | Dec 15, 2011 | 26 y | 0 |
| Thomas Cregan Beringer | Hartford, Ct | Mar 1, 2012 | 33 y | 0 |
| Michael Garrett Mastromarino | Hartford, Ct | Mar 20, 2012 | 25 y | 1 |
| Douglas John Clark | Glen Allen, Va | Apr 3, 2012 | 26 y | 1 |
| Jason Matthew Schoettmer | Hartford, Ct | Apr 3, 2012 | 31 y | 2 |
| John Cossaboom | Hartford, Ct | Apr 3, 2012 | 20 y | 1 |
| Jessica Wilbur Alvarez | Hartford, Ct | Apr 3, 2012 | 25 y | 1 |
| Shahid Saigol | Hartford, Ct | Apr 3, 2012 | 30 y | 1 |
| Julie Christine Messer | Hartford, Ct | Apr 17, 2012 | 25 y | 1 |
| Kimberly Jean Scott | Berlin, Ct | Nov 26, 2012 | 21 y | 4 |
| Donald Matthew Murphy | Hartford, Ct | Nov 27, 2012 | 34 y | 1 |
| Kyle S. Wells | West Hartford, Ct | Sep 16, 2013 | 16 y | 0 |
| Lauren Elizabeth Marx | Hartford, Ct | Nov 21, 2013 | 15 y | 0 |
| Lijo John | Hartford, Ct | May 27, 2014 | 16 y | 2 |
| Douglas Edward Hintlian | Dallas, Tx | Oct 16, 2014 | 24 y | 4 |
| Vincent Jordan Taylor | Hartford, Ct | Sep 1, 2015 | 20 y | 3 |
| Michael L Feldman | Hartford, Ct | Nov 9, 2016 | 12 y | 1 |
| Aaron Matthew Platteis | Hartford, Ct | Jan 12, 2018 | 14 y | 0 |
| William Paul Callaway | Atlanta, Ga | Nov 19, 2018 | 18 y | 2 |
| Marc Hall Schneidau | Atlanta, Ga | Nov 19, 2018 | 29 y | 1 |
| Jacob Samuel MccabeChartered Financial Analyst | Hartford, Ct | Nov 19, 2018 | 12 y | 2 |
| John M Cook | Hartford, Ct | Nov 19, 2018 | 12 y | 1 |
| Sharon Kay Mossman | Hartford, Ct | Nov 19, 2018 | 37 y | 1 |
| Diane Marie Reed | Park Ridge, Nj | Nov 19, 2018 | 26 y | 2 |
| Malcolm Joseph Lunn | Spring, Tx | Nov 19, 2018 | 28 y | 4 |
| Christopher Robert Danos | Hampton, Nh | Nov 19, 2018 | 30 y | 1 |
| Mallory Grantham Carr | Hartford, Ct | Nov 19, 2018 | 30 y | 3 |
| John D Baka | Hartford, Ct | Nov 19, 2018 | 26 y | 3 |
| Michael Joseph Weigner | Hartford, Ct | Oct 7, 2019 | 34 y | 0 |
| Edward Andrew Kushma | Newtown Square, Pa | Jan 10, 2020 | 21 y | 3 |
| Kevin KloskiCertified Financial Planner, Chartered Financial Analyst | Hartford, Ct | Apr 1, 2020 | 21 y | 6 |
| James Thomas Taylor | Hartford, Ct | Nov 30, 2020 | 31 y | 0 |
| Joni Hope Rheingold | Hartford, Ct | Feb 9, 2021 | 30 y | 1 |
| Kevin Matthew Shanley | Huntington, Ny | Feb 9, 2021 | 26 y | 3 |
| John Martin Crocevera | Hartford, Ct | Feb 10, 2021 | 34 y | 2 |
| Reny Mathew | Hartford, Ct | Oct 21, 2021 | 21 y | 3 |
Advisor movement
6 left, 9 joined in 12 months
net +3 in 12 months3 left in 90 days3 joined in 90 daysdeparture rate 8.2% of current headcount11 left over 36 months
Left, latest
- Thomas Vincent Winkler to Aptus Capital Advisors, LLCAug 31, 2026 · Other
- Jessica Butler Butler to Symmetry PartnersAug 17, 2026 · Other
- Daniel Kenneth Cline to Morgan StanleyAug 3, 2026 · Other
- Marcia Andrea Pereira to Symmetry PartnersApr 13, 2026 · Other
- Dylan Rupp to Touchstone Advisors IncApr 1, 2026 · Other
- Timothy L Paulson to Marshall + Sterling Wealth Advisors, Inc.Mar 4, 2026 · Other
- Francis Edwin Edsall to Presidio Capital Management, LLCJun 30, 2025 · Other
- Eric Mathew Kaleta to Lri InvestmentsMay 2, 2024 · Other
- Geoffrey Scott Johnson to Soltis Investment Advisors, LLCNov 27, 2023 · Other
- Jeffrey Michael Mcclure to Trajan Wealth, L.L.C.Oct 4, 2023 · Other
- Chloe Anne Hunt to Bahl & Gaynor LLCSep 20, 2023 · Other
- Alexander C Stuart to Cantor Fitzgerald Investment AdvisorsOct 25, 2022 · Other
- Christopher Michael Collins to Toews Asset ManagementSep 7, 2022 · Other
- Riley Patrick Gessner to Regent Peak Wealth Advisors, LLCMay 26, 2022 · Other
- Alicien Anne Demonte to Columbia Management Investment Advisers, LLCApr 6, 2022 · Other
Joined, latest
- Jarret Michael Shattuck from Hartford FundsSep 14, 2026 · Other
- David Benjamin Quiat from Voya Investment Management Co. LLCAug 18, 2026 · Other
- Andres Ruelas Uriarte from Citigroup Global Markets Inc.Aug 10, 2026 · Other
- John Thomas Andrews from Advisor Resource CouncilMay 1, 2026 · Other
- John Francis Bishop from Manulife Investment Management (US) LLCMar 4, 2026 · Other
- Thomas Vincent Winkler from Thornburg Investment Management IncFeb 3, 2026 · Other
- Nicholas James Coccio from Zacks Investment Management, Inc.Jan 20, 2026 · Other
- Peter Christopher Gustini from Federated Securities Corp.Dec 8, 2025 · Other
- Adam Neumeister from LPL Financial LLCSep 26, 2025 · Other
- Benjamin Thomas Fleming from Voya Financial Advisors, Inc.Jul 14, 2025 · Other
- Alison Mabel Severino from Lord, Abbett & Co. LLCMay 19, 2025 · Other
- Anthony J Schuetz from Palmer Square Capital Management LLCMay 8, 2025 · Other
- Chloe Anne Hunt from Bahl & Gaynor LLCApr 8, 2025 · Other
- Michael Edward Brady from Ac Wealth PartnersFeb 10, 2025 · Other
- Anthony Cafarchia from Aristotle Capital Management, LLCNov 20, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 10 joined from Virtus Capital Advisers, LLCNov 19, 2018 · Hartford, Ct · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Aaron Michael Angerthal · Director, Executive Vice President And Chief Financial Officercontrolsince 11/2008 · owns less than 5%
- Robert George Aylward · Director, President And Chairmancontrolsince 11/2008 · owns less than 5%
- Cynthia Andra Purkalitis · Executive Vice President And Chief Legal Officercontrolsince 11/2023 · owns less than 5%
- William Richard Smirl · Executive Vice Presidentcontrolsince 05/2021 · owns less than 5%
- George David Hanley · Vice President And Treasurersince 11/2007 · owns less than 5%
- Chetram Persaud · Vice President And Chief Compliance Officersince 08/2024 · owns less than 5%
Entity owners
- Virtus Partners, Inc. · Shareholderdirect · owns 75% or more
- Virtus Investment Partners, Inc. · Shareholderindirect · owns 75% or more of Virtus Partners, Inc. · public reporting company
Related persons
Schedule D 7.A
- Alphasimplex Group, LLCinvestment adviserbanknRAUM $3.1B
- Ceredex Value Advisors LLCinvestment advisernRAUM $3.4B
- Duff & Phelps Investment Management Co.investment advisernRAUM $13B
- Kayne Anderson Rudnick Investment Management, LLCinvestment advisernRAUM $39B
- Nfj Investment Group, LLCinvestment advisernRAUM $3.0B
- Seix Clo Management Gp LLCpooled vehicle sponsorn
- Seix Clo Management LLCinvestment advisernRAUM $336M
- Silvant Capital Management LLCinvestment advisernRAUM $3.0B
- Sustainable Growth Advisers, LPinvestment advisernRAUM $17B
- Virtus Alternative Investment Advisers, LLCinvestment adviserbanknRAUM $1.1B
- Virtus Advisers, LLCinvestment adviserbanknRAUM $1.4B
- Virtus Fixed Income Advisers, LLCinvestment adviserbanknRAUM $35B
- Virtus Capital Advisers, LLCinvestment adviserbanknRAUM $1.5B
- Virtus Global Partners Pte. Ltd.investment advisern
- Virtus International Fund Management Limitedinvestment adviserpooled vehicle sponsorn
- Virtus International Management Llpinvestment advisern
- Vp Distributors LLCbroker-dealern
- Westchester Capital Management, LLCinvestment adviserbanknRAUM $2.9B
- Westchester Capital Partners, LLCinvestment adviserbankpooled vehicle sponsornRAUM $34.2M
Advisers that list Virtus Investment Advisers, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hartford, Ct · principal | 73 | 10 | 4 | ||
| New York, Ny | 7 | 1 | 0 | ||
| Atlanta, Ga | 6 | 0 | 0 | ||
| Dallas, Tx | 2 | 1 | 0 | ||
| Tampa, Fl | 2 | 0 | 0 | ||
| Fortville, In | 1 | 0 | 0 | ||
| Dayton, Oh | 0 | 0 | 1 | ||
| Denver, Co | 0 | 0 | 1 | ||
| Lakewood, Wa | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Diego, CA5 employees
- New York City, NY2 employees
What changed
consecutive filings, newest first
- Accounts · 105 to 106Jan 31, 2025 to Mar 18, 2026
- Advisory employees · 8 to 1Jan 31, 2025 to Mar 18, 2026
- BD registered reps · 1 to 0Jan 31, 2025 to Mar 18, 2026
- Employees · 8 to 1Jan 31, 2025 to Mar 18, 2026
- Discretionary RAUM · $54B to $52BJan 31, 2025 to Mar 18, 2026
- RAUM · $54B to $52BJan 31, 2025 to Mar 18, 2026
- Accounts · 82 to 105Sep 23, 2024 to Jan 31, 2025
- Advisory activities · 4 to 3Sep 23, 2024 to Jan 31, 2025
- Business name · VIRTUS INVESTMENT ADVISERS, INC. to VIRTUS INVESTMENT ADVISERS, LLCSep 23, 2024 to Jan 31, 2025
- Pooled vehicle clients · 9 to 0Sep 23, 2024 to Jan 31, 2025
- Financial planning clients · unset to Sep 23, 2024 to Jan 31, 2025
- Legal name · VIRTUS INVESTMENT ADVISERS, INC. to VIRTUS INVESTMENT ADVISERS, LLCSep 23, 2024 to Jan 31, 2025
- Organization form · Corporation to Limited Liability CompanySep 23, 2024 to Jan 31, 2025
- Discretionary RAUM · $48B to $54BSep 23, 2024 to Jan 31, 2025
- Pooled vehicle RAUM · $2.0B to $0Sep 23, 2024 to Jan 31, 2025
- RAUM · $48B to $54BSep 23, 2024 to Jan 31, 2025
- Advisory employees · 7 to 8Dec 11, 2023 to Mar 27, 2024
- Pooled vehicle clients · 6 to 9Dec 11, 2023 to Mar 27, 2024
- Employees · 7 to 8Dec 11, 2023 to Mar 27, 2024
- Discretionary RAUM · $46B to $48BDec 11, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.1B to $2.0BDec 11, 2023 to Mar 27, 2024
- RAUM · $46B to $48BDec 11, 2023 to Mar 27, 2024
- Accounts · 85 to 82Aug 24, 2022 to Mar 30, 2023
- Advisory employees · 0 to 7Aug 24, 2022 to Mar 30, 2023
- BD registered reps · 0 to 1Aug 24, 2022 to Mar 30, 2023
- Employees · 0 to 7Aug 24, 2022 to Mar 30, 2023
- Other offices · 0 to 2Aug 24, 2022 to Mar 30, 2023
- Discretionary RAUM · $72B to $46BAug 24, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.4B to $1.1BAug 24, 2022 to Mar 30, 2023
- RAUM · $72B to $46BAug 24, 2022 to Mar 30, 2023
- Accounts · 80 to 85Mar 31, 2021 to Mar 29, 2022
- Discretionary RAUM · $65B to $72BMar 31, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $1.2B to $1.4BMar 31, 2021 to Mar 29, 2022
- RAUM · $65B to $72BMar 31, 2021 to Mar 29, 2022
- Accounts · 51 to 80Mar 25, 2020 to Mar 31, 2021
- Pooled vehicle clients · 5 to 6Mar 25, 2020 to Mar 31, 2021
- Discretionary RAUM · $33B to $65BMar 25, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $472M to $1.2BMar 25, 2020 to Mar 31, 2021
- RAUM · $33B to $65BMar 25, 2020 to Mar 31, 2021
- Accounts · 50 to 51Oct 14, 2019 to Mar 25, 2020
Signals
25 dated events
- Matthew Joseph Mcneill no longer holds an investment adviser registration (last listed at Virtus Investment Advisers, Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Jarret Michael Shattuck registered as an investment adviser representative at Virtus Investment Advisers, LlcSep 14, 2026 · Advisor registered · fact
- Thomas Vincent Winkler left Virtus Investment Advisers, LLC for Aptus Capital Advisors, LLC (registered 2026-09-16)Aug 31, 2026 · Advisor changed firm · fact
- Jessica Butler Butler left Virtus Investment Advisers, Llc for Symmetry Partners (registered 2026-08-19)Aug 17, 2026 · Advisor changed firm · fact
- Daniel Kenneth Cline left Virtus Investment Advisers, Llc for Morgan Stanley (registered 2026-08-18)Aug 3, 2026 · Advisor changed firm · fact
- Marcia Andrea Pereira left Virtus Investment Advisers, Llc for Symmetry Partners (registered 2026-04-21)Apr 13, 2026 · Advisor changed firm · fact
- Dylan Rupp left Virtus Investment Advisers, Llc for Touchstone Advisors Inc (registered 2026-04-30)Apr 1, 2026 · Advisor changed firm · fact
- Timothy L Paulson left Virtus Investment Advisers, Llc for Marshall + Sterling Wealth Advisors, Inc. (registered 2026-05-01)Mar 4, 2026 · Advisor changed firm · fact
- Francis Edwin Edsall left Virtus Investment Advisers, Llc for Presidio Capital Management, Llc (registered 2025-08-21)Jun 30, 2025 · Advisor changed firm · fact
- Eric Mathew Kaleta left Virtus Investment Advisers, Llc for Lri Investments (registered 2024-05-03)May 2, 2024 · Advisor changed firm · fact
- Cynthia Andra Purkalitis (Executive Vice President And Chief Legal Officer) appeared on Schedule A of Virtus Investment Advisers, LlcDec 11, 2023 · Control person joined · fact
- Geoffrey Scott Johnson left Virtus Investment Advisers, Llc for Soltis Investment Advisors, Llc (registered 2024-03-26)Nov 27, 2023 · Advisor changed firm · fact
- Jeffrey Michael Mcclure left Virtus Investment Advisers, Llc for Trajan Wealth, L.L.C. (registered 2025-01-07)Oct 4, 2023 · Advisor changed firm · fact
- Chloe Anne Hunt left Virtus Investment Advisers, Llc for Bahl & Gaynor Llc (registered 2024-02-28)Sep 20, 2023 · Advisor changed firm · fact
- Jacqueline Wendy Hills (Executive Vice President, General Counsel And Clerk) no longer on Schedule A of Virtus Investment Advisers, Llc (listed 2023-03-30, absent 2023-06-08)Jun 8, 2023 · Control person left · inference
- Virtus Investment Advisers, Llc reported RAUM $46.2B, down 36% from $71.8B (2022-08-24 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Christopher Michael Collins left Virtus Investment Advisers, Llc for Toews Asset Management (registered 2023-11-28)Sep 7, 2022 · Advisor changed firm · fact
- Riley Patrick Gessner left Virtus Investment Advisers, Llc for Regent Peak Wealth Advisors, Llc (registered 2026-03-16)May 26, 2022 · Advisor changed firm · fact
- Alicien Anne Demonte left Virtus Investment Advisers, Llc for Columbia Management Investment Advisers, Llc (registered 2022-06-03)Apr 6, 2022 · Advisor changed firm · fact
- William Richard Smirl (Executive Vice President) appeared on Schedule A of Virtus Investment Advisers, LlcMar 29, 2022 · Control person joined · fact
- Gia Marie Bubnis left Virtus Investment Advisers, Llc for Nuveen Asset Management, Llc (registered 2022-04-18)Mar 22, 2022 · Advisor changed firm · fact
- George Francis Waltman (Director, Executive Vice President) no longer on Schedule A of Virtus Investment Advisers, Llc (listed 2020-03-25, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Virtus Investment Advisers, Llc reported RAUM $64.6B, up 94% from $33.2B (2020-03-25 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Jacqueline Wendy Hills (Executive Vice President, General Counsel And Assistant Clerk) appeared on Schedule A of Virtus Investment Advisers, LlcOct 14, 2019 · Control person joined · fact
- Stephen Mark Flynn (Executive Vice President And General Counsel) no longer on Schedule A of Virtus Investment Advisers, Llc (listed 2019-03-28, absent 2019-10-14)Oct 14, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/VIRTUS-SYSTEMATICreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/VIRTUS-ETF-SOLUTIONSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- VIRTUS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-248-7971reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $709Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026