J••• T••••• E••••

E•••• S••••••••• L••BD affiliatedNorth Bay Village, Fldual registrantIAPD 1567043

Feed of 09/14/2026

Also filed as J••• T••••• E••••••••• T••••• E••••

At current firm

6 y

since Jan 7, 2020

In the industry

38 y

since Nov 18, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• S••••••••• L•• BD affiliated current
since Jan 7, 2020 · North Bay Village, Fl
E•••••••• A•••••••• L•• national BD
Oct 5, 2009 to Mar 4, 2015 · Miami, Fl
P••••••••• E••••• G••••• L•• unclassified
May 10, 2001 to Jul 26, 2002 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to E•••• S••••••••• L••
left Mar 4, 2015, registered Jan 7, 2020 (1770 days) · Affiliated broker-dealer or bank to another
P••••••••• E••••• G••••• L•• to E•••••••• A•••••••• L••
left Jul 26, 2002, registered Oct 5, 2009 (2628 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address