RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L••••••• O••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Jul 16, 2018 · Mercer Island, Wa
- U•• A••••••• institutionalApr 27, 2017 to May 25, 2018 · Seattle, Wa
- K••••• • P••••••• H•••••• C•••••• formerSep 27, 2005 to May 1, 2017 · Seattle, Wa
- K••••• • P•••••••• I••• unclassifiedAug 27, 1993 to Dec 15, 2003 · Seattle, Wa
- U•• A••••••• to G••••• R••••••••• P••••••• L••left May 25, 2018, registered Jul 16, 2018 (52 days) · Other · moved with a team
- K••••• • P••••••• H•••••• C•••••• to U•• A•••••••left May 1, 2017, registered Apr 27, 2017 (-4 days) · Other · moved with a team
- K••••• • P•••••••• I••• to K••••• • P••••••• H•••••• C••••••left Dec 15, 2003, registered Sep 27, 2005 (652 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address