DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Karen Lynn Stevison
Feed of 09/14/2026
Also filed as Karen Anderson
At current firm
3 y
since May 25, 2023
In the industry
39 y
since Apr 28, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince May 25, 2023 · Phoenix, Az
- Td Ameritrade, Inc. formerJul 27, 2021 to Oct 14, 2022 · Omaha, Ne
- Nuveen Asset Management, LLC mixed wealthMay 3, 2011 to Dec 3, 2012 · Chicago, Il
- U.S. Bancorp Asset Management, Inc. asset managerNov 16, 2010 to Jan 5, 2011 · Minneapolis, Mn
- Fred Alger Management, LLC asset managerFeb 16, 2005 to Aug 14, 2009 · Jersey City, Nj
- Goldman Sachs & Co. LLC wirehouseSep 3, 2002 to Sep 16, 2002 · Chicago , Il
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Oct 14, 2022, registered May 25, 2023 (223 days) · channel change inside one enterprise, not a move · moved with a team
- Nuveen Asset Management, LLC to Td Ameritrade, Inc.left Dec 3, 2012, registered Jul 27, 2021 (3158 days) · Other
- U.S. Bancorp Asset Management, Inc. to Nuveen Asset Management, LLCleft Jan 5, 2011, registered May 3, 2011 (118 days) · Other
- Fred Alger Management, LLC to U.S. Bancorp Asset Management, Inc.left Aug 14, 2009, registered Nov 16, 2010 (459 days) · Other
- Goldman Sachs & Co. LLC to Fred Alger Management, LLCleft Sep 16, 2002, registered Feb 16, 2005 (884 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address