DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fred Alger Management, LLC
Latest filing May 19, 2026
First filing on the tape Mar 30, 2012 · 62 filings
SEC status approved since Jul 15, 1970
RAUM
$26B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
6.2%
$1.6B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
98
40 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
62 filings and snapshots on the tape
RAUM$26B as of May 19, 2026
Mar 30, 2012$15B then
HNW client RAUM$28.1M as of May 19, 2026
Mar 29, 2018$24.2M then
State-registered IARs (5.B.3)0 as of May 19, 2026
Mar 15, 20130 then
Employees (5.A)98 as of May 19, 2026
Mar 15, 201397 then
Private funds2 as of May 19, 2026
Mar 30, 20121 then
RAUM +27% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $8.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 9.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +32%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $86.5M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$21B79%
- Pension and profit-sharing plans$1.6B6.2%
- Individuals$1.6B6.1%
- Pooled investment vehicles$1.3B5.0%
- State and municipal entities$743M2.8%
- Charitable organizations$240M0.9%
- High-net-worth individuals$28.1M0.1%
- Individual clients
- 2,975reported
- HNW clients
- 5reported
- Pension plan clients
- 16reported
- Charitable clients
- 15reported
- Accounts
- 3,068reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.6B managedreported
- Custody of client assets
- $86.5M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.06 fund_share=0.84 institutional_share=0.1 related_bd=true related_bank=true bd_reps=38.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Karen Lynn Stevison to U.S. Bancorp Asset Management, Inc.Aug 14, 2009 · Other
- Wayne Andrew Hoffman to Zacks Investment Management, Inc.Jun 24, 2009 · Other
Joined, latest
- Karen Lynn Stevison from Goldman Sachs & Co. LLCFeb 16, 2005 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Alger Dynamic Return Fund LLC | Hedge Fund | $38.5M | 11 | Mar 30, 2012 |
| Alger Life Sciences Innovation Fund LP | Hedge Fund | $18.5M | 13 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Cayley Daniel Chung · Chairman, President, Chief Executive Officercontrolsince 09/2003 · owns less than 5%
- Christoph Hofmann · Executive Vice President, Chief Distribution Officercontrolsince 09/2022 · owns less than 5%
- Louis Robert Kincel · Senior Vice President, Chief Financial Officer, Treasurercontrolsince 06/2007 · owns less than 5%
- Hal Liebes · Executive Vice President, Chief Operating Officer, Secretarycontrolsince 08/2006 · owns less than 5%
- Tina Payne · Senior Vice President, General Counsel, Chief Compliance Officer, Assistant Secretarycontrolsince 07/2017 · owns less than 5%
- Dewey Alexandra Alger · Stockholdersince 02/2007 · owns 25% to 50% of Alger Associates, Inc.
- Miller Hilary Alger · Stockholdersince 02/2007 · owns 25% to 50% of Alger Associates, Inc.
- Demarigny Nicole Alger · Stockholdersince 02/2007 · owns 25% to 50% of Alger Associates, Inc.
Entity owners
- Alger Group Holdings, LLC · Direct Parent Of Applicantdirect · owns 75% or more
- Alger Associates, Inc. · Indirect Parent Of Applicantindirect · owns 75% or more of Alger Group Holdings, LLC
Related persons
Schedule D 7.A
- Alger Alternative Holdings II, LLCpooled vehicle sponsorn
- Alger Alternative Holdings, LLCpooled vehicle sponsorn
- Alger Management, (Singapore) Pte. Ltd.broker-dealern
- Alger Management, Ltdbroker-dealerinvestment advisern
- Fred Alger & Company, LLCbroker-dealern
- Redwood Investments, LLCinvestment advisernRAUM $710M
- Weatherbie Capital, LLCinvestment adviserbanknRAUM $1.3B
- Weatherbie Limited Partnershippooled vehicle sponsorn
- Weatherbie Management LLCpooled vehicle sponsorn
Advisers that list Fred Alger Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Denver, CO2 employees
- Boston, MA1 employees
What changed
consecutive filings, newest first
- Accounts · 2,340 to 3,068Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 50 to 40Mar 31, 2025 to Mar 30, 2026
- BD registered reps · 45 to 38Mar 31, 2025 to Mar 30, 2026
- HNW clients · 7 to 5Mar 31, 2025 to Mar 30, 2026
- Individual clients · 2,246 to 2,975Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 14 to 13Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $77.3M to $86.5MMar 31, 2025 to Mar 30, 2026
- Employees · 118 to 98Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $20B to $26BMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $24.1M to $28.1MMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $1.2B to $1.6BMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $535M to $365MMar 31, 2025 to Mar 30, 2026
- Pension RAUM · $1.4B to $1.6BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.8B to $1.3BMar 31, 2025 to Mar 30, 2026
- RAUM · $21B to $26BMar 31, 2025 to Mar 30, 2026
- Wrap assets (manager) · $1.2B to $1.6BMar 31, 2025 to Mar 30, 2026
- Charity clients · 14 to 15Dec 20, 2024 to Mar 31, 2025
- Accounts · 2,537 to 2,340Dec 20, 2024 to Mar 31, 2025
- HNW clients · 8 to 7Dec 20, 2024 to Mar 31, 2025
- Individual clients · 2,442 to 2,246Dec 20, 2024 to Mar 31, 2025
- Pension plan clients · 17 to 16Dec 20, 2024 to Mar 31, 2025
- Pooled vehicle clients · 15 to 14Dec 20, 2024 to Mar 31, 2025
- Assets in custody · $57.0M to $77.3MDec 20, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $17B to $20BDec 20, 2024 to Mar 31, 2025
- HNW RAUM · $21.0M to $24.1MDec 20, 2024 to Mar 31, 2025
- Individual RAUM · $855M to $1.2BDec 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $601M to $535MDec 20, 2024 to Mar 31, 2025
- Pension RAUM · $1.0B to $1.4BDec 20, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.5B to $1.8BDec 20, 2024 to Mar 31, 2025
- RAUM · $18B to $21BDec 20, 2024 to Mar 31, 2025
- Wrap assets (manager) · $855M to $1.2BDec 20, 2024 to Mar 31, 2025
- Accounts · 3,052 to 2,537Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 52 to 50Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 48 to 45Mar 31, 2023 to Mar 28, 2024
- HNW clients · 4 to 8Mar 31, 2023 to Mar 28, 2024
- Individual clients · 2,945 to 2,442Mar 31, 2023 to Mar 28, 2024
- Pension plan clients · 29 to 17Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 17 to 15Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $46.2M to $57.0MMar 31, 2023 to Mar 28, 2024
Signals
5 dated events
- Fred Alger Management, Llc reported RAUM $26.1B, up 27% from $20.6B (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Fred Alger Management, Llc reported RAUM $17.7B, down 52% from $37.0B (2022-09-22 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Christoph Hofmann (Executive Vice President, Chief Distribution Officer) appeared on Schedule A of Fred Alger Management, LlcMar 31, 2023 · Control person joined · fact
- Fred Alger Management, Llc reported RAUM $36.9B, up 40% from $26.4B (2020-08-07 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Fred Alger Management, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 1, 2019 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/algerreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ALGER.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-806-8800reportedpublic record, Form ADV, May 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026