RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• independent RIA currentsince Jan 21, 2025 · San Francisco, Ca
- E•••••• F•••••••• E•••••• independent RIANov 30, 2016 to Feb 14, 2025 · Austin, Tx
- F•••••••• E•••••• A•••••• C•••••• L•• formerJul 1, 2013 to Nov 30, 2016 · Overland Park, Ks
- T•• M••••• F••• S•••• formerAug 12, 2009 to Jul 2, 2013 · Austin, Tx
- C•••• I••••••••• S••••••• C•••• formerDec 17, 2008 to Jul 10, 2009 · Austin, Tx
- W•••• F•••• I••••••••• L•• unclassifiedFeb 14, 2008 to Dec 8, 2008 · Austin, Tx
- C••• F•••••••• S•••••••• L••• formerJan 11, 2007 to Jan 25, 2008 · Austin, Tx
- E•••••• F•••••••• E•••••• to F••••••left Feb 14, 2025, registered Jan 21, 2025 (-24 days) · RIA to RIA · moved with a team
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Jul 2, 2013, registered Jul 1, 2013 (-1 days) · Other
- C•••• I••••••••• S••••••• C•••• to T•• M••••• F••• S••••left Jul 10, 2009, registered Aug 12, 2009 (33 days) · Other
- W•••• F•••• I••••••••• L•• to C•••• I••••••••• S••••••• C••••left Dec 8, 2008, registered Dec 17, 2008 (9 days) · Other
- C••• F•••••••• S•••••••• L••• to W•••• F•••• I••••••••• L••left Jan 25, 2008, registered Feb 14, 2008 (20 days) · Other
- P•••••• B••• W•••••••• left E•••••• F•••••••• E•••••• for Farther (registered 2025-01-21)Feb 14, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address