RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D••••• B••••
- M••••••• W••••• P•••••• C••••• G••••• L•• independent RIA currentsince Apr 7, 2020 · Rye, Nh
- W•••• F•••• A••••••• wirehouseFeb 17, 2006 to Apr 21, 2020 · Manchester, Nh
- L••• M•••• W••• W•••••• I••••••••• unclassifiedMar 27, 2000 to Mar 10, 2006 · Manchester, Nh
- W•••• F•••• A••••••• to M••••••• W••••• P•••••• C••••• G••••• L••left Apr 21, 2020, registered Apr 7, 2020 (-14 days) · Wirehouse to independent RIA
- L••• M•••• W••• W•••••• I••••••••• to W•••• F•••• A•••••••left Mar 10, 2006, registered Feb 17, 2006 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address