RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• L•• H••••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Saint Paul, Mn
- U••• B•••••• I••••••••• I••• formerMay 19, 2020 to Feb 13, 2026 · Glendale, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 6, 2012 to May 15, 2019 · Clayton, Mo
- A••••• A•• P••••••• S••••••• BD affiliatedApr 6, 2005 to Jun 21, 2005 · New York, Ny
- T•••••••• T•••• C••••••• F•• unclassifiedJul 7, 1998 to Jun 21, 2005 · St. Louis, Mo
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••left May 15, 2019, registered May 19, 2020 (370 days) · Wirehouse to affiliated broker-dealer or bank
- T•••••••• T•••• C••••••• F•• to A••••• A•• P••••••• S•••••••left Jun 21, 2005, registered Apr 6, 2005 (-76 days) · Other
- A••••• A•• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 21, 2005, registered Dec 6, 2012 (2725 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address