D••••• P••••• K•••••••

• K••••••• A••••••• L•• state registered current
  since Dec 2, 2021 · Forest Hills, Ny
• S•••••••• F••••••••• I••• former
  Oct 31, 2005 to Dec 9, 2020 · Forest Hills, Ny
• S••••••••• S••••••••• I••• unclassified
  Dec 8, 2003 to Oct 31, 2005 · Forest Hills, Ny
• F•• S••••••••• C••••••••• former
  Feb 25, 2002 to Nov 28, 2003 · Forest Hills, Ny

• S•••••••• F••••••••• I••• to K••••••• A••••••• L••
  left Dec 9, 2020, registered Dec 2, 2021 (358 days) · Affiliated broker-dealer or bank to a state-registered adviser
• S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••
  left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
• F•• S••••••••• C••••••••• to S••••••••• S••••••••• I•••
  left Nov 28, 2003, registered Dec 8, 2003 (10 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

50derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address