DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Apollon Wealth Management, LLC

Independent wealth managerMount Pleasant, South CarolinaCRD 291902SEC 801-112350website IAPD

Latest filing Sep 15, 2026

First filing on the tape Dec 21, 2017 · 49 filings

SEC status approved since Jan 22, 2018

RAUM

$12B

reported, Item 5.F

Discretionary

97%

of RAUM

Private clients

96%

$11B individuals and HNW

Advisors

144

registered through the firm on IAPD

RAUM per advisor

$80.3M

derived; firm RAUM over IAPD count

Employees

199

115 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

49 filings and snapshots on the tape

RAUM$12B as of Mar 31, 2026

Mar 26, 2019$245M then

HNW client RAUM$9.2B as of Mar 31, 2026

Mar 26, 2019$115M then

State-registered IARs (5.B.3)126 as of Mar 31, 2026

Mar 26, 201912 then

Employees (5.A)199 as of Mar 31, 2026

Mar 26, 201930 then

Private funds4 as of Mar 31, 2026

Mar 29, 20211 then

RAUM +50% over the last fiscal year+51% a year over threeIARs 111 to 126offices 56 to 51

Practice profile

derived from the filing of Sep 15, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment

RAUM per advisor: $80.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 58derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.4MderivedHNW RAUM over HNW clients
Average account: $462,843derivedRAUM over accounts (5.F.2.f)
Discretionary: 97%derivedof RAUM
Institutional: 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 2.8derived52 offices incl. principal (1.F.5)
RAUM growth, one year: +50%derivedbetween the last two annual amendments
Advisor growth, one year: +14%derivedItem 5.B.3 between annual amendments
Client growth, one year: +24%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 3derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$9.2B80%
Individuals$1.9B17%
Corporations and businesses$276M2.4%
Pension and profit-sharing plans$59.1M0.5%
Pooled investment vehicles$53.2M0.5%
Charitable organizations$21.2M0.2%
Insurance companies$1.1M0.0%

Individual clients: 5,613reported
HNW clients: 2,697reported
Pension plan clients: 22reported
Charitable clients: 5reported
Accounts: 24,984reported
Financial planning clients: 101-250reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=32.0derived

Advisors registered through the firm

143 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Michael Edward LewisCertified Financial Planner	Mount Pleasant, Sc	Feb 23, 2018	15 y	0
Kristen L MckeownChartered Financial Consultant	Mount Pleasant, Sc	Feb 23, 2018	22 y	3
Andrew Carroll JaffeeCertified Financial Planner	Mount Pleasant, Sc	Mar 6, 2018	18 y	1
Robert Hy GormanCertified Financial Planner, Chartered Financial Consultant	Mount Pleasant, Sc	Mar 6, 2018	21 y	1
Michael Jason DolbergChartered Financial Consultant	Charleston, Sc	Mar 6, 2018	22 y	1
Michael Paul GreenCertified Financial Planner, Chartered Financial Consultant	Mount Pleasant, Sc	Mar 6, 2018	12 y	1
Anthony Raymond CaseCertified Financial Planner, Chartered Financial Consultant	Mount Pleasant, Sc	Mar 6, 2018	16 y	1
Simeon Gilmore EavesChartered Financial Consultant	Mount Pleasant, Sc	May 24, 2018	41 y	1
David Samuel PalkovitzCertified Financial Planner	Augusta, Ga	Feb 28, 2020	11 y	2
Robert Aloysius Foley	Mount Pleasant, Sc	Mar 30, 2020	17 y	1
Christopher Michael Burke	Mount Pleasant, Sc	May 13, 2020	12 y	2
Allen Huggins Johnson	Mount Pleasant, Sc	Aug 14, 2020	39 y	7
Kim Marie Martin	Woodstock, Ga	Aug 21, 2020	30 y	7
Jared Toren	Mount Pleasant, Sc	Nov 30, 2020	19 y	5
Jason G Young	Mount Pleasant, Sc	Dec 23, 2020	20 y	4
Jennifer Fanee ThigpenCertified Financial Planner	Mount Pleasant, Sc	Feb 1, 2021	26 y	6
Meredith Payne Holton	Mount Pleasant, Sc	Feb 1, 2021	16 y	1
Richard H Chin	Mount Pleasant, Sc	Feb 8, 2021	23 y	2
Cynthia Payne OchalCertified Financial Planner	Tampa, Fl	Feb 11, 2021	27 y	2
Daniel Aaron Scott	Mount Pleasant, Sc	Feb 12, 2021	41 y	1
Andrew (Nmn) Kane	Miami Beach, Fl	Feb 17, 2021	32 y	8
Josh Joseph RendaCertified Financial Planner	Sarasota, Fl	Mar 19, 2021	27 y	2
Anthony Jacob Garcia	Miami Beach, Fl	Mar 23, 2021	40 y	6
Henry Silva	Aventura, Fl	Aug 5, 2021	13 y	1
Richard Victor Simkus	Mount Pleasant, Sc	Aug 16, 2021	42 y	6
Robert Joseph SavinoChartered Financial Consultant	Newton, Pa	Aug 17, 2021	38 y	5
David Craig Grossman	Weston, Fl	Aug 20, 2021	33 y	4
Paul Francis SpizzuocoCertified Financial Planner	Rockland, Me	Aug 26, 2021	27 y	1
Briana Michelle Andreoni	Mount Pleasant, Sc	Aug 26, 2021	25 y	1
Justin S CoffinCertified Financial Planner	Mount Pleasant, Sc	Aug 26, 2021	10 y	1
William Torey Carr	Mount Pleasant, Sc	Aug 26, 2021	27 y	1
Timothy Deane Hiscock	Mount Pleasant, Sc	Aug 26, 2021	21 y	1
Clinton G. SmithCertified Financial Planner	Mount Pleasant, Sc	Oct 25, 2021	12 y	1
Christopher Alan Cassel	Mount Pleasant, Sc	Oct 25, 2021	23 y	2
Robert Brian WolfeCertified Financial Planner	Charleston, Sc	Dec 9, 2021	32 y	2
Matthew Thomas Workman	Denver, Co	Jan 4, 2022	15 y	7
Michael Anson Herman	Costa Mesa, Ca	Jan 14, 2022	29 y	5
Paul Anthony Defrances	Mount Pleasant, Sc	Mar 21, 2022	12 y	1
Dana Greathouse	Springfield, Mo	Apr 21, 2022	23 y	4
Adam Nicholas King	Mount Pleasant, Sc	May 2, 2022	20 y	0

All 143 advisors at Apollon Wealth Management, LLC

Advisor movement

4 left, 28 joined in 12 months

net +24 in 12 months0 left in 90 days4 joined in 90 daysdeparture rate 2.8% of current headcount16 left over 36 months

Left, latest

Adam Christian Bonner to Newedge Advisors
Jun 16, 2026 · RIA to affiliated broker-dealer or bank
David Joseph Ricchini to Iams Wealth Management, LLC
Apr 16, 2026 · RIA to RIA
Christopher Brian Pelley to Everspire
Mar 31, 2026 · RIA to RIA
Caitlin C Minneci to J.P. Morgan Securities LLC
Sep 22, 2025 · RIA to wirehouse
Christopher Matthew Franklin to Dba Big Money Retirement And Big Retirement
Sep 2, 2025 · RIA to RIA
Natasha G Thaman to Edward Jones
Mar 24, 2025 · RIA to affiliated broker-dealer or bank
Bahman Kusha Barzideh to Barzideh & Nadeau Wealth Management LLC
Feb 7, 2025 · RIA to a newly registered adviser
Matthew David Nadeau to Barzideh & Nadeau Wealth Management LLC
Feb 7, 2025 · RIA to a newly registered adviser
David Richard Hofer to Banyan Global Investment Advisors, LLC
Jan 7, 2025 · RIA to RIA
Michael Teel to J.P. Morgan Securities LLC
Dec 31, 2024 · RIA to wirehouse
Dawn Edythe Campbell to Terra Wealth
Dec 19, 2024 · RIA to RIA
Samantha Learch to Morgan Stanley
Jun 7, 2024 · RIA to wirehouse
Christian Lamar Tyler to Pendleton Street Advisors, LLC
Apr 30, 2024 · RIA to a state-registered adviser
Foster M Harrison to Morgan Stanley
Mar 15, 2024 · RIA to wirehouse
Samuel Mcculloh Crump to Telos Wealth Advisors
Jan 5, 2024 · RIA to a state-registered adviser

Joined, latest

John David Orem from Commonwealth Financial Network
Sep 9, 2026 · Affiliated broker-dealer or bank to independent RIA
Mark Avallone from Commonwealth Financial Network
Sep 9, 2026 · Affiliated broker-dealer or bank to independent RIA
Patrick George Tang from W&S Brokerage Services, Inc.
Jul 20, 2026 · Affiliated broker-dealer or bank to independent RIA
Matthew J Baltuch from Steward Partners Investment Advisory, LLC
Jul 17, 2026 · Affiliated broker-dealer or bank to independent RIA
Brett Nowatske from Independent Financial Group, LLC
Apr 23, 2026 · Affiliated broker-dealer or bank to independent RIA
Jeffrey William Senglaub from Independent Financial Group, LLC
Apr 22, 2026 · Affiliated broker-dealer or bank to independent RIA
Craig Donald Rusch from Independent Financial Group, LLC
Apr 22, 2026 · Affiliated broker-dealer or bank to independent RIA
James Mccourt from Independent Financial Group, LLC
Apr 22, 2026 · Affiliated broker-dealer or bank to independent RIA
Christine Marie Senglaub from Independent Financial Group, LLC
Apr 20, 2026 · Affiliated broker-dealer or bank to independent RIA
Sabrina Rosh from Motley Fool Wealth Management, LLC
Apr 1, 2026 · RIA to RIA
Karisha Elizabeth Reel from Motley Fool Wealth Management, LLC
Apr 1, 2026 · RIA to RIA
Isaac White from Motley Fool Wealth Management, LLC
Apr 1, 2026 · RIA to RIA
Brandie Danielle Blackwell from Motley Fool Wealth Management, LLC
Apr 1, 2026 · RIA to RIA
Megan Leslie Brinsfield from Motley Fool Wealth Management, LLC
Apr 1, 2026 · RIA to RIA
Sean Fredrick Gates from Motley Fool Wealth Management, LLC
Apr 1, 2026 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 joined from Motley Fool Wealth Management, LLC
Apr 20, 2026 · Alexandria, Va
5 joined from Independent Financial Group, LLC
Apr 20, 2026 · Delafield, Wi
3 joined from Sage Advisors LLC
Feb 9, 2026 · Indianapolis, In · Firm absorbed
6 joined from Janney Montgomery Scott LLC
Jul 1, 2025 · Columbus, Oh
2 joined from Rkl Private Wealth
Jun 3, 2025 · Lancaster, Pa
7 joined from Cic Wealth, LLC
Dec 31, 2024 · Rockville, Md · Firm absorbed
3 joined from Bridgemark Wealth Management
Dec 10, 2024 · Rockville, Md · Firm absorbed
2 joined from Cetera Investment Advisers LLC
Dec 2, 2024 · Daniel Island, Sc

Teams out Teams in

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Prism Jade Fund, LP	Hedge Fund	$31.3M	36	Mar 14, 2012
Apollon Private Credit Fundno longer reported	Other Private Fund	$16.5M	62	Oct 28, 2020
Apollon Private Credit Fund	Other Private Fund	$12.4M	56	Mar 30, 2023
Apollon Private Credit Fund II	Other Private Fund	$5.2M	29	Mar 30, 2023

Owners and control persons

Schedule A and B, latest filing

Jason Michael Dolberg · Founding Partner And Chief Executive Officercontrol
since 02/2018 · owns less than 5%
Hy Robert Gorman · Founding Partner And Chief Development Officercontrol
since 02/2018 · owns less than 5%
Anson Michael Herman · Chief Compliance Officercontrol
since 12/2021 · owns less than 5%
Jason Michael Dolberg · Membercontrol
since 02/2018 · owns 50% to 75% of Prestige Worldwide, LLC
Hy Robert Gorman · Membercontrol
since 02/2018 · owns 50% to 75% of Prestige Worldwide, LLC

Entity owners

Apollon Holdings, LLC · Managing Member
direct · owns 75% or more
Prestige Worldwide, LLC · Member/Owner
indirect · owns 75% or more of Apollon Holdings, LLC

Related persons

Schedule D 7.A

Advisor Insurance Solutions, LLC
real estaten
Apollon Financial, LLC
investment advisernRAUM $1.4B
Bh Asset Management, LLC
investment advisernRAUM $136M

Advisers that list Apollon Wealth Management, LLC as a related person

321217 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Mount Pleasant, Sc · principal	141	37	2
Charleston, Sc	9	3	0
Atlanta, Ga	9	2	0
Rockville, Md	9	2	0
Columbia, Sc	7	1	0
Boise, Id	6	0	0
Peachtree Corners, Ga	6	0	0
Columbus, Oh	6	1	1
Delafield, Wi	5	5	0
Owings Mills, Md	4	1	0
Chicago, Il	3	0	0
Rockland, Me	3	0	0
Charlotte, Nc	3	1	0
Springfield, Mo	3	1	0
Lancaster, Pa	2	0	0
Arlington, Tx	2	2	0
Augusta, Ga	2	0	0
Barrington, Il	2	1	0
Braintree, Ma	2	0	0
Crown Point, In	2	2	0

All 33 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 7 since 2015, 3 in 24 monthsderived
Advisors acquired: 29derived
Still registered after 90 days: 93% of 29derived
After 180 days: 93% of 29derived
After 365 days: 96% of 26derived
After 730 days: 100% of 16derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Charleston, SC15 employees
Atlanta, GA10 employees
Barrington, IL7 employees
Peachtree Corners, GA7 employees
Boise, ID6 employees
Miami Beach, FL3 employees
Columbia, SC3 employees
Brintree, MA3 employees
Rockland, ME3 employees
Columbia, SC3 employees
Atlanta, GA2 employees
Camp Hill, PA2 employees
Greenwood Village, CO2 employees
Newtown, PA2 employees
Portland, ME2 employees
Springfield, MO2 employees
Tampa, FL2 employees
Austin, TX1 employees
, 1 employees
Chicago, IL1 employees
Augusta, GA1 employees
Highlands Ranch, CO1 employees
Aventura, FL1 employees
San Juan, PR1 employees

What changed

consecutive filings, newest first

Financial planning clients · 101-250 to 101-250
Mar 31, 2026 to Sep 15, 2026
Private funds · 4 to unset
Mar 31, 2026 to Sep 15, 2026
Succession · false to unset
Mar 31, 2026 to Sep 15, 2026
Accounts · 20,798 to 24,984
Jan 20, 2026 to Mar 31, 2026
BD registered reps · 30 to 32
Jan 20, 2026 to Mar 31, 2026
Charity clients · 2 to 5
Jan 20, 2026 to Mar 31, 2026
Corporate clients · 22 to 47
Jan 20, 2026 to Mar 31, 2026
HNW clients · 1,785 to 2,697
Jan 20, 2026 to Mar 31, 2026
Individual clients · 4,931 to 5,613
Jan 20, 2026 to Mar 31, 2026
Pension plan clients · 18 to 22
Jan 20, 2026 to Mar 31, 2026
Pooled vehicle clients · 3 to 4
Jan 20, 2026 to Mar 31, 2026
Employees · 179 to 199
Jan 20, 2026 to Mar 31, 2026
Insurance-licensed employees · 3 to 6
Jan 20, 2026 to Mar 31, 2026
State-registered IARs · 111 to 126
Jan 20, 2026 to Mar 31, 2026
Other offices · 56 to 51
Jan 20, 2026 to Mar 31, 2026
Discretionary RAUM · $7.4B to $11B
Jan 20, 2026 to Mar 31, 2026
HNW RAUM · $5.5B to $9.2B
Jan 20, 2026 to Mar 31, 2026
Individual RAUM · $1.9B to $1.9B
Jan 20, 2026 to Mar 31, 2026
Non-discretionary RAUM · $357M to $372M
Jan 20, 2026 to Mar 31, 2026
Pension RAUM · $102M to $59.1M
Jan 20, 2026 to Mar 31, 2026
Pooled vehicle RAUM · $48.9M to $53.2M
Jan 20, 2026 to Mar 31, 2026
RAUM · $7.7B to $12B
Jan 20, 2026 to Mar 31, 2026
Accounts · 15,301 to 20,798
Jun 10, 2024 to Apr 25, 2025
Advisory employees · 93 to 115
Jun 10, 2024 to Apr 25, 2025
BD registered reps · 26 to 30
Jun 10, 2024 to Apr 25, 2025
Charity clients · 1 to 2
Jun 10, 2024 to Apr 25, 2025
Corporate clients · 24 to 22
Jun 10, 2024 to Apr 25, 2025
HNW clients · 1,402 to 1,785
Jun 10, 2024 to Apr 25, 2025
Individual clients · 3,465 to 4,931
Jun 10, 2024 to Apr 25, 2025
Pension plan clients · 9 to 18
Jun 10, 2024 to Apr 25, 2025
Employees · 167 to 179
Jun 10, 2024 to Apr 25, 2025
Insurance-licensed employees · 4 to 3
Jun 10, 2024 to Apr 25, 2025
Financial planning clients · 251-500 to 101-250
Jun 10, 2024 to Apr 25, 2025
State-registered IARs · 102 to 111
Jun 10, 2024 to Apr 25, 2025
Other offices · 34 to 56
Jun 10, 2024 to Apr 25, 2025
Private funds · 3 to 4
Jun 10, 2024 to Apr 25, 2025
Discretionary RAUM · $5.1B to $7.4B
Jun 10, 2024 to Apr 25, 2025
HNW RAUM · $4.0B to $5.5B
Jun 10, 2024 to Apr 25, 2025
Individual RAUM · $1.2B to $1.9B
Jun 10, 2024 to Apr 25, 2025
Non-discretionary RAUM · $372M to $357M
Jun 10, 2024 to Apr 25, 2025

Signals

60 dated events

Bradley Jason Goodman no longer holds an investment adviser registration (last listed at Apollon Wealth Management, Llc on the 2026-09-15 feed)
Sep 15, 2026 · Advisor registration ended · derived
Adam Christian Bonner left Apollon Wealth Management, Llc for Newedge Advisors (registered 2026-04-22)
Jun 16, 2026 · Advisor changed firm · fact
3 advisors left Motley Fool Wealth Management, LLC (Alexandria, VA) for Apollon Wealth Management, LLC on the same day
Apr 20, 2026 · Team lift-out · derived
5 advisors left Independent Financial Group, LLC (Delafield, WI) for Apollon Wealth Management, LLC on the same day
Apr 20, 2026 · Team lift-out · derived
David Joseph Ricchini left Apollon Wealth Management, Llc for Iams Wealth Management, Llc (registered 2026-04-22)
Apr 16, 2026 · Advisor changed firm · fact
Christopher Brian Pelley left Apollon Wealth Management, Llc for Everspire (registered 2026-03-26)
Mar 31, 2026 · Advisor changed firm · fact
Apollon Wealth Management, Llc reported RAUM $11.6B, up 50% from $7.7B (2026-01-20 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
Apollon Wealth Management, Llc reported 51 offices beyond its principal office, down from 56 (2026-01-20 to 2026-03-31)
Mar 31, 2026 · Office count change · derived
Sage Advisors LLC's advisors moved to Apollon Wealth Management, LLC (Indianapolis, IN): 3 of 4 registered, on the same day
Feb 9, 2026 · Firm absorbed (people side) · derived
Caitlin C Minneci left Apollon Wealth Management, Llc for J.P. Morgan Securities Llc (registered 2025-09-30)
Sep 22, 2025 · Advisor changed firm · fact
Christopher Matthew Franklin left Apollon Wealth Management, Llc for Dba Big Money Retirement And Big Retirement (registered 2025-10-23)
Sep 2, 2025 · Advisor changed firm · fact
6 advisors left Janney Montgomery Scott LLC (Columbus, OH) for Apollon Wealth Management, LLC within 7 days
Jul 1, 2025 · Team lift-out · derived
2 advisors left Rkl Private Wealth (Lancaster, PA) for Apollon Wealth Management, LLC on the same day
Jun 3, 2025 · Team lift-out · derived
Apollon Wealth Management, Llc reported 56 offices beyond its principal office, up from 34 (2024-06-10 to 2025-04-25)
Apr 25, 2025 · Office count change · derived
Apollon Wealth Management, Llc reported RAUM $7.7B, up 40% from $5.5B (2024-06-10 to 2025-04-25)
Apr 25, 2025 · RAUM change · derived
Natasha G Thaman left Apollon Wealth Management, Llc for Edward Jones (registered 2025-02-26)
Mar 24, 2025 · Advisor changed firm · fact
Bahman Kusha Barzideh left Apollon Wealth Management, Llc for Barzideh & Nadeau Wealth Management Llc (registered 2025-03-12)
Feb 7, 2025 · Advisor changed firm · fact
Matthew David Nadeau left Apollon Wealth Management, Llc for Barzideh & Nadeau Wealth Management Llc (registered 2025-03-12)
Feb 7, 2025 · Advisor changed firm · fact
David Richard Hofer left Apollon Wealth Management, Llc for Banyan Global Investment Advisors, Llc (registered 2025-02-13)
Jan 7, 2025 · Advisor changed firm · fact
Michael Teel left Apollon Wealth Management, Llc for J.P. Morgan Securities Llc (registered 2025-01-29)
Dec 31, 2024 · Advisor changed firm · fact
Cic Wealth, LLC's advisors moved to Apollon Wealth Management, LLC (Rockville, MD): 7 of 10 registered, on the same day
Dec 31, 2024 · Firm absorbed (people side) · derived
Dawn Edythe Campbell left Apollon Wealth Management, Llc for Terra Wealth (registered 2025-01-24)
Dec 19, 2024 · Advisor changed firm · fact
Bridgemark Wealth Management's advisors moved to Apollon Wealth Management, LLC (Rockville, MD): 3 of 3 registered, on the same day
Dec 10, 2024 · Firm absorbed (people side) · derived
2 advisors left Cetera Investment Advisers LLC (Daniel Island, SC) for Apollon Wealth Management, LLC within 2 days
Dec 2, 2024 · Team lift-out · derived
2 advisors left RBC Capital Markets, LLC (Austin, TX) for Apollon Wealth Management, LLC within 8 days
Nov 13, 2024 · Team lift-out · derived
Samantha Learch left Apollon Wealth Management, Llc for Morgan Stanley (registered 2024-06-05)
Jun 7, 2024 · Advisor changed firm · fact
Christian Lamar Tyler left Apollon Wealth Management, Llc for Pendleton Street Advisors, Llc (registered 2024-05-08)
Apr 30, 2024 · Advisor changed firm · fact
Apollon Wealth Management, Llc reported RAUM $5.5B, up 64% from $3.4B (2024-02-26 to 2024-03-29)
Mar 29, 2024 · RAUM change · derived
Apollon Wealth Management, Llc reported 102 state-registered advisory representatives, up from 71 (2024-02-26 to 2024-03-29)
Mar 29, 2024 · Advisor headcount change · derived
Foster M Harrison left Apollon Wealth Management, Llc for Morgan Stanley (registered 2024-09-19)
Mar 15, 2024 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

Apollon Wealth Management, LLC · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/apollon-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
Website: apollonwealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 843-579-0018reportedpublic record, Form ADV, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $80.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026