S•••• J•••• L•••••••

C••••••••• F•••••••• N••••••national BDEast Longmeadow, Ma dual registrantIAPD 1580976

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

At current firm

14 y

since Oct 31, 2011

In the industry

38 y

since Sep 19, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Oct 31, 2011 · Glastonbury, Ct
S••••••••• A•••••• A•••••••• I••• former
Mar 14, 2003 to Sep 30, 2011 · Glastonbury, Ct
V••••••• I••••••••• A•••••••• I••• unclassified
Dec 6, 1988 to Apr 30, 2003 · Glastonbury, Ct

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to C••••••••• F•••••••• N••••••
left Sep 30, 2011, registered Oct 31, 2011 (31 days) · Other
V••••••• I••••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Apr 30, 2003, registered Mar 14, 2003 (-47 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address