RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• M•••• S••••
- S••••• W••••• M••••••••• independent RIA currentsince Dec 10, 2024 · New York, Ny
- S••••• F•••••••• A•••••••• L•• formerOct 1, 2012 to Dec 11, 2024 · New York, Ny
- L•••••••• A•••• M••••••••• L•• formerApr 5, 2012 to Sep 19, 2012 · New York, Ny
- W•••• F•••• A••••••• wirehouseJan 2, 2002 to Nov 6, 2006 · New York, Ny
- S••••• F•••••••• A•••••••• L•• to S••••• W••••• M•••••••••left Dec 11, 2024, registered Dec 10, 2024 (-1 days) · RIA to RIA
- L•••••••• A•••• M••••••••• L•• to S••••• F•••••••• A•••••••• L••left Sep 19, 2012, registered Oct 1, 2012 (12 days) · Other
- W•••• F•••• A••••••• to L•••••••• A•••• M••••••••• L••left Nov 6, 2006, registered Apr 5, 2012 (1977 days) · Other
- Michelle Marie Smith left Source Financial Advisors, Llc for Savant Wealth Management (registered 2024-12-10)Dec 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address