C•••••• A• H••••••

W•••• F•••• A•••••••wirehouseChesterfield, Modual registrantIAPD 1589269

Feed of 09/14/2026

Also filed as C•••• H••••••••• A••••• H••••••

At current firm

4 y

since Sep 15, 2022

In the industry

39 y

since Dec 3, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Sep 15, 2022 · Chesterfield, Mo
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to Sep 26, 2022 · St Louis, Mo
M••••• K••••• • C••••••• L•• former
May 5, 2009 to Feb 13, 2013 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••
left Sep 26, 2022, registered Sep 15, 2022 (-11 days) · Affiliated broker-dealer or bank to wirehouse
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Sep 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address