RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B••••• M••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2022 · Denham Springs, La
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIAJul 1, 2014 to Aug 10, 2022 · Denham Springs, La
- J••••• H•••••••• W••• L••••• L•• formerMay 19, 2003 to Feb 22, 2013 · Tupelo, Ms
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 30, 1988 to Jun 5, 2002 · Jackson, Ms
- H•••••• W•••••• I••••••••• S••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2022, registered Aug 10, 2022 (0 days) · corporate re-registration, not a move
- J••••• H•••••••• W••• L••••• L•• to H•••••• W•••••• I••••••••• S••••••• I•••left Feb 22, 2013, registered Jul 1, 2014 (494 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••••• H•••••••• W••• L••••• L••left Jun 5, 2002, registered May 19, 2003 (348 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address