RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P••• K••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 22, 2019 · Decatur, Ga
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 28, 2016 to Oct 11, 2019 · Atlanta, Ga
- S•••••• S••••••••• I••• BD affiliatedApr 23, 2014 to Jul 18, 2016 · Tucker, Ga
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Oct 11, 2019, registered Oct 22, 2019 (11 days) · Affiliated broker-dealer or bank to another
- S•••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••left Jul 18, 2016, registered Jul 28, 2016 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address