DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• S••••••••• I•••
Latest filing Jan 28, 2026
First filing on the tape Mar 30, 2012 · 76 filings
SEC status approved since Sep 1, 1983
RAUM
$8.4B
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
90%
$7.6B individuals and HNW
Advisors
171
registered through the firm on IAPD
RAUM per advisor
$49.4M
derived; firm RAUM over IAPD count
Employees
280
184 advisory (5.B.1)
Offices
64
beyond the principal office
Private funds
0
reported on Schedule D
History
76 filings and snapshots on the tape
RAUM$8.4B as of Jan 28, 2026
Mar 30, 2012$1.1B then
HNW client RAUM$5.0B as of Jan 28, 2026
Apr 1, 2018$1.3B then
State-registered IARs (5.B.3)184 as of Jan 28, 2026
Mar 30, 20120 then
Employees (5.A)280 as of Jan 28, 2026
Apr 1, 2013197 then
Private funds: no history
RAUM +19% over the last fiscal year+13% a year over threeIARs 183 to 184offices 66 to 64
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $49.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $680,451derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 59%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.6derived65 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.5%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 1,500reportedItem 5.H
- Wrap fee program
- $5.9BreportedItem 5.I
- Custody
- $8.4B, 12,411 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.0B59%
- Individuals$2.7B32%
- Corporations and businesses$551M6.5%
- Charitable organizations$174M2.1%
- Pension and profit-sharing plans$99.0M1.2%
- Individual clients
- 10,026reported
- HNW clients
- 1,938reported
- Pension plan clients
- 131reported
- Charitable clients
- 86reported
- Accounts
- 12,411reported
- Financial planning clients
- 1,500reported
- Wrap fee programs
- $5.9B sponsored, $0 managedreported
- Custody of client assets
- $8.4B for 12,411 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=229.0derived
Advisors registered through the firm
171 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•• L•••••• S••••• | Columbus, Ga | Feb 1, 1989 | 43 y | 0 |
| R••••• P••••• V••••• | Columbus, Ga | Jan 26, 1996 | 34 y | 0 |
| T••••• F••••••••• W•••Certified Financial Planner | Columbus, Ga | Sep 22, 1998 | 28 y | 0 |
| R••••• H••••••• H••••• B•••• | Newnan, Ga | Mar 15, 1999 | 36 y | 0 |
| K•••• L• P•••• | Valdosta, Ga | Dec 16, 1999 | 38 y | 0 |
| L••••• R••••••• | Newnan, Ga | Jan 4, 2000 | 27 y | 0 |
| M•••• C••••••• V•••••• | Birmingham, Al | Feb 7, 2000 | 41 y | 0 |
| R••••• D••••• W•••••Certified Financial Planner | Columbus, Ga | Feb 15, 2000 | 28 y | 0 |
| P•••••• W•••• A••••••• | Newnan, Ga | Jun 1, 2000 | 26 y | 0 |
| M•••••• A••••• M•••••••• | Columbus, Ga | Feb 1, 2001 | 28 y | 0 |
| S•••••• S•••• L••••••Certified Financial Planner | Columbus, Ga | Feb 1, 2001 | 31 y | 0 |
| M••••• E• H•••••• | Newnan, Ga | Jan 30, 2002 | 27 y | 0 |
| R••••• A•••• W•••Certified Financial Planner | Birmingham, Al | Mar 14, 2002 | 35 y | 0 |
| A•••• T••••••• C•••• | Charleston , Sc | Dec 19, 2002 | 31 y | 0 |
| B••• B••••• J•••• | Columbia, Sc | Feb 26, 2003 | 35 y | 0 |
| E••••• M••••• F••••• | D••••••Ville, Ga | Jun 5, 2003 | 23 y | 0 |
| T•••••• R•• M••••• | Leesburg, Ga | Oct 1, 2003 | 26 y | 0 |
| E•••••••• L•••• D••••• | Newnan, Ga | Jan 22, 2004 | 32 y | 0 |
| T••••• A•• E••••••••• | Newnan, Ga | Feb 4, 2004 | 26 y | 0 |
| D•••• L••• G••• | Columbus, Ga | Jan 4, 2005 | 38 y | 0 |
| S•••••••• B•••• H•••• | Newnan, Ga | Jan 17, 2005 | 35 y | 0 |
| J••• M•••••• W•••• | Newnan, Ga | Feb 28, 2005 | 34 y | 0 |
| J••••••• W•••• D••• | Birmingham, Al | Mar 18, 2005 | 41 y | 0 |
| M•••••• D•••• M••••• | Birmingham, Al | Nov 2, 2005 | 40 y | 0 |
| B••••• D•••• R••••••• | Newnan, Ga | Mar 20, 2006 | 41 y | 1 |
| R•••• C•••••• K••••••• | Statesboro, Ga | Jul 13, 2006 | 30 y | 0 |
| L•••• L••••• G••••• | Newnan, Ga | Nov 29, 2006 | 20 y | 0 |
| C•••••• A••• H•••• | Fort Myers, Fl | Jun 4, 2007 | 27 y | 1 |
| W•••••• H• B••••• | Hilton Head, Sc | Oct 12, 2009 | 27 y | 1 |
| R••••• W••• L••Certified Financial Planner | Columbus, Ga | Nov 30, 2010 | 41 y | 1 |
| C•••••• W••• S••••••Certified Financial Planner | Atlanta, Ga | Nov 30, 2010 | 22 y | 1 |
| P•••••• G••• A•••••• | Birmingham, Al | Nov 30, 2010 | 29 y | 1 |
| R•••••• R••• R••• | Atlanta, Ga | Dec 1, 2010 | 26 y | 1 |
| N•••• D••••• T•••••••Certified Financial Planner | Atlanta, Ga | Dec 1, 2010 | 32 y | 1 |
| C•••• P• W••••• | Atlanta, Ga | Dec 1, 2010 | 25 y | 1 |
| B••••• M• G••••••Certified Financial Planner | Atlanta, Ga | Dec 1, 2010 | 27 y | 1 |
| B•••• B•••• B••••• | Columbus, Ga | Dec 20, 2010 | 20 y | 0 |
| G••• F•••••••• G•••••••• | Columbus, Ga | Jan 6, 2011 | 28 y | 1 |
| B•••• S•••••• R•••••••Certified Financial Planner | Monroe, Ga | Apr 27, 2011 | 24 y | 3 |
| P•••• R•• T••••• | Pensacola, Fl | May 12, 2011 | 32 y | 1 |
Advisor movement
11 left, 3 joined in 12 months
net -8 in 12 months3 left in 90 days1 joined in 90 daysdeparture rate 6.4% of current headcount29 left over 36 months
Left, latest
- R••• P•••••• C••••• to L•• F•••••••• L••Sep 1, 2026 · Affiliated broker-dealer or bank to another
- D••••• B•••• S•••••• to L•• F•••••••• L••Aug 11, 2026 · Affiliated broker-dealer or bank to another
- C•••••• K••••• to L•• F•••••••• L••Jul 10, 2026 · Affiliated broker-dealer or bank to another
- A•••• B••••••• J•••••• to S••••••••• P•••••• C•••••• M••••••••• L••May 15, 2026 · Other
- J••••••• B••••• G•••••• to L•••••• E••• F•••••••• P••••••• L••May 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- B•••• E••••• M••••••••• to L•• E••••••••• L••Mar 9, 2026 · Affiliated broker-dealer or bank to another
- G•••••• F••••••• C••• to R•• A•••••••• L••Feb 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••••• D••• P•••• to W•••• F•••• A•••••••Nov 18, 2025 · RIA to wirehouse
- K•••• W•••••• G••••• to W•••• F•••• A•••••••Nov 18, 2025 · RIA to wirehouse
- R••••• P••••• H•••• to L•• F•••••••• L••Oct 14, 2025 · RIA to affiliated broker-dealer or bank
- W••• V•••••• K•••••• to A••••••••• F•••••••• S•••••••• L••Sep 23, 2025 · RIA to affiliated broker-dealer or bank
- M•••••• C•••• A••••••• to L•• F•••••••• L••Aug 1, 2025 · RIA to affiliated broker-dealer or bank
- B•••••• G•••••••• H••••• to T••••• A••••••• S•••••••• I•••Jul 29, 2025 · RIA to affiliated broker-dealer or bank
- L••• J••• L••• to L•• F•••••••• L••Feb 19, 2025 · RIA to affiliated broker-dealer or bank
- D••••• R••• S••••• to L•• F•••••••• L••Feb 19, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- H••••••• D•••••• S••••••• from W•••••• A•••••••• L••Aug 27, 2026 · RIA to affiliated broker-dealer or bank
- J••••• M••• S•••• from M••••• S••••••Mar 5, 2026 · Wirehouse to affiliated broker-dealer or bank
- A••••••• M••••••• M••••• from B••• S••••••••• L••Dec 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- N••• A••• K•••••• from W•••• F•••• A•••••••Jun 5, 2025 · Wirehouse to independent RIA
- B•••••• G•••••••• H••••• from B••• S••••••••• L••Nov 20, 2024 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• F•••••••• from J••• M••••• S••••••••• L••Oct 21, 2024 · Wirehouse to independent RIA
- J••••••• B••••• G•••••• from T••••• A••••••• S•••••••• I•••Sep 30, 2024 · Affiliated broker-dealer or bank to independent RIA
- W••••• D••••• S•••••• from C••••• I••••••••• A••••••• L••Jul 30, 2024 · Affiliated broker-dealer or bank to independent RIA
- R••• J••• D••••••• from O•••• W•••••• I•••Jun 17, 2024 · Affiliated broker-dealer or bank to independent RIA
- A•••••• G•••• K••• from T••••• A••••••• S•••••••• I•••Feb 12, 2024 · Affiliated broker-dealer or bank to independent RIA
- C•••• B••••• W••••••• from T•••••••• I••••••••• M••••••••• I••Jan 2, 2024 · Other
- A••• M•••••• P•••• from W•••• F•••• A•••••••Oct 31, 2023 · Wirehouse to independent RIA
- J••••••• E•••• J•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 7, 2023 · Wirehouse to independent RIA
- M•••••• S• S••• from W•••• W••••• M••••••••• I••Apr 20, 2023 · RIA to RIA
- R••••• J•••••• H••••• from M••••• S••••••Mar 13, 2023 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for W•••• F•••• A•••••••Nov 18, 2025 · Tampa, Fl
- 3 left for L•• F•••••••• L••Feb 19, 2025 · Newnan, Ga
- 2 left for L••••• F•••••••• G•••• L••Oct 31, 2023 · Columbus, Ga
- 2 left for A••••••••• F•••••••• S•••••••• L••Jun 2, 2023 · Columbus, Ga
- 2 left for S••••••• I••••••••• S•••••••• I•••Sep 27, 2016 · Columbus, Ga
- 2 joined from B••• S••••••••• L••Feb 17, 2021 · Richmond, Va
- 3 joined from T••••• A••••••• S•••••••• I•••Oct 21, 2019 · Fort Lauderdale, Fl
- 3 joined from T••••• A••••••• S•••••••• I•••Sep 6, 2019 · Lake Mary, Fl
- 4 joined from T••••• A••••••• S•••••••• I•••Aug 7, 2019 · Bradenton, Fl
- 7 joined from T••••• A••••••• S•••••••• I•••Jun 19, 2019 · Port Charlotte, Fl
- 3 joined from T••••• A••••••• S•••••••• I•••Apr 1, 2019 · Stuart, Fl
- 4 joined from T••••• A••••••• S•••••••• I•••Jun 19, 2018 · Macon, Ga
- 2 joined from P•••• S••••••••• L••Mar 7, 2018 · J••••••Ville, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• W•••••• T••••• · Chief Compliance Officercontrolsince 12/2022 · owns less than 5%
- E••••• J•••• K••••• · Chief Financial Officer / Finop Inc. Parentcontrolsince 11/2025 · owns less than 5%
- G••••••••• G••• F•••••••• · Director Of Compliance, Trust & Brokeragecontrolsince 11/2022 · owns less than 5%
- H•••• J•••• B•••• · Director/President Of Wealth Servicescontrolsince 10/2023 · owns less than 5%
- K•••• L••• J••••••• · Chief Operations Officercontrolsince 07/2006 · owns less than 5%
- L••• R••••• W••• · President - Cfg Divisioncontrolsince 01/2011 · owns less than 5%
- M•••••••• M••••••• J••••• · Ropcontrolsince 12/2020 · owns less than 5%
- S•••••• G•• L•••••• · Evp/Directorcontrolsince 08/1985 · owns less than 5%
- V•••••• R••••• P••••• · Presidentcontrolsince 11/2022 · owns less than 5%
- K•••• M•••• · Chief Financial Officer/Financial Operations Principalsince 11/2023 · owns less than 5%
Entity owners
- S•••••• F•••••••• C•••• · S•••••• S•••••••••, Inc Parentdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newnan, Ga | 80 | 1 | 0 | ||
| Columbus, Ga · principal | 43 | 1 | 3 | ||
| Port Charlotte, Fl | 31 | 2 | 3 | ||
| Birmingham, Al | 27 | 1 | 0 | ||
| Atlanta, Ga | 20 | 2 | 0 | ||
| Alpharetta, Ga | 11 | 0 | 0 | ||
| Tampa, Fl | 6 | 1 | 2 | 1 | |
| Columbia, Sc | 5 | 0 | 0 | ||
| C••••••Ton, Sc | 5 | 0 | 0 | ||
| Orl•••O F, Fl | 5 | 1 | 0 | ||
| Huntsville, Al | 5 | 0 | 0 | ||
| Macon, Ga | 4 | 0 | 0 | ||
| Lagrange, Ga | 4 | 0 | 0 | ||
| Fort Lauderdale, Fl | 4 | 0 | 0 | ||
| Athens, Ga | 3 | 0 | 0 | ||
| Bradenton, Fl | 3 | 0 | 0 | ||
| Pensacola, Fl | 3 | 0 | 0 | ||
| Rome, Ga | 3 | 0 | 0 | ||
| Sarasota, Fl | 3 | 0 | 0 | ||
| Statesboro, Ga | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Columbus, GA20 employees
- Atlanta, GA14 employees
- Birmingham, AL12 employees
- Atlanta, GA11 employees
- Columbia, SC7 employees
- Huntsville, AL6 employees
- C••••••Ton, SC6 employees
- Alpharetta, GA6 employees
- Macon, GA5 employees
- Lagrange, GA4 employees
- Fort Lauderdale, FL4 employees
- Coral Gables, FL3 employees
- Rome, GA3 employees
- Montgomery, AL3 employees
- Sarasota, FL3 employees
- Columbus, GA3 employees
- Tampa, FL3 employees
- Winter Park, FL3 employees
- Port Charlotte, FL3 employees
- Athens, GA2 employees
- Valdosta, GA2 employees
- Davie, FL2 employees
- Sumter, SC2 employees
- Pensacola, FL2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Jan 28, 2026broker-dealer affiliate (Item 7.A.1): no on the filing of 2025-11-13, yes on the filing of 2026-01-28peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Jan 28, 2026E••••• J•••• K••••• (CHIEF FINANCIAL OFFICER / FINOP INC. PARENT) appeared on Schedule A between the filings of 2024-03-28 and 2026-01-28peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Jan 28, 2026H•••• J•••• B•••• (DIRECTOR/PRESIDENT OF WEALTH SERVICES) left Schedule A between the filings of 2024-03-28 and 2026-01-28peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 11,990 to 12,411Nov 13, 2025 to Jan 28, 2026
- Advisory employees · 183 to 184Nov 13, 2025 to Jan 28, 2026
- BD registered reps · 236 to 229Nov 13, 2025 to Jan 28, 2026
- Charity clients · 84 to 86Nov 13, 2025 to Jan 28, 2026
- Corporate clients · 203 to 230Nov 13, 2025 to Jan 28, 2026
- HNW clients · 1,627 to 1,938Nov 13, 2025 to Jan 28, 2026
- Individual clients · 9,958 to 10,026Nov 13, 2025 to Jan 28, 2026
- Pension plan clients · 118 to 131Nov 13, 2025 to Jan 28, 2026
- Assets in custody · $7.1B to $8.4BNov 13, 2025 to Jan 28, 2026
- Employees · 287 to 280Nov 13, 2025 to Jan 28, 2026
- State-registered IARs · 183 to 184Nov 13, 2025 to Jan 28, 2026
- Other offices · 66 to 64Nov 13, 2025 to Jan 28, 2026
- Discretionary RAUM · $4.1B to $5.0BNov 13, 2025 to Jan 28, 2026
- HNW RAUM · $3.9B to $5.0BNov 13, 2025 to Jan 28, 2026
- Individual RAUM · $2.5B to $2.7BNov 13, 2025 to Jan 28, 2026
- Non-discretionary RAUM · $3.0B to $3.5BNov 13, 2025 to Jan 28, 2026
- Pension RAUM · $186M to $99.0MNov 13, 2025 to Jan 28, 2026
- RAUM · $7.1B to $8.4BNov 13, 2025 to Jan 28, 2026
- Related broker-dealer · false to trueNov 13, 2025 to Jan 28, 2026
- Wrap assets (sponsor) · $4.8B to $5.9BNov 13, 2025 to Jan 28, 2026
- Accounts · 12,037 to 11,990Dec 12, 2024 to Mar 31, 2025
- Advisory employees · 186 to 183Dec 12, 2024 to Mar 31, 2025
- BD registered reps · 237 to 236Dec 12, 2024 to Mar 31, 2025
- Charity clients · 82 to 84Dec 12, 2024 to Mar 31, 2025
- Corporate clients · 229 to 203Dec 12, 2024 to Mar 31, 2025
- HNW clients · 1,383 to 1,627Dec 12, 2024 to Mar 31, 2025
- Individual clients · 10,221 to 9,958Dec 12, 2024 to Mar 31, 2025
- Pension plan clients · 122 to 118Dec 12, 2024 to Mar 31, 2025
- Assets in custody · $6.2B to $7.1BDec 12, 2024 to Mar 31, 2025
- Employees · 292 to 287Dec 12, 2024 to Mar 31, 2025
- Financial planning clients · More than 500 to More than 500Dec 12, 2024 to Mar 31, 2025
- State-registered IARs · 186 to 183Dec 12, 2024 to Mar 31, 2025
- Other offices · 84 to 66Dec 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.8B to $4.1BDec 12, 2024 to Mar 31, 2025
- HNW RAUM · $3.3B to $3.9BDec 12, 2024 to Mar 31, 2025
- Individual RAUM · $2.4B to $2.5BDec 12, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $2.5B to $3.0BDec 12, 2024 to Mar 31, 2025
- Pension RAUM · $154M to $186MDec 12, 2024 to Mar 31, 2025
- RAUM · $6.2B to $7.1BDec 12, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $4.2B to $4.8BDec 12, 2024 to Mar 31, 2025
Signals
60 dated events
- S•••••• S•••• L•••••• added a KY registration at S•••••• S••••••••• I•••Sep 15, 2026 · New state registration · fact
- R••• P•••••• C••••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2026-08-31)Sep 1, 2026 · Advisor changed firm · fact
- C•••••• K••••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2026-07-10)Jul 10, 2026 · Advisor changed firm · fact
- A•••• B••••••• J•••••• left S•••••• S••••••••• I••• for S••••••••• P•••••• C•••••• M••••••••• L•• (registered 2026-07-23)May 15, 2026 · Advisor changed firm · fact
- J••••••• B••••• G•••••• left S•••••• S••••••••• I••• for L•••••• E••• F•••••••• P••••••• L•• (registered 2026-06-09)May 14, 2026 · Advisor changed firm · fact
- B•••• E••••• M••••••••• left S•••••• S••••••••• I••• for L•• E••••••••• L•• (registered 2026-03-10)Mar 9, 2026 · Advisor changed firm · fact
- G•••••• F••••••• C••• left S•••••• S••••••••• I••• for R•• A•••••••• L•• (registered 2026-03-02)Feb 27, 2026 · Advisor changed firm · fact
- J•••••• D••• P•••• left S•••••• S••••••••• I••• for W•••• F•••• A••••••• (registered 2025-11-17)Nov 18, 2025 · Advisor changed firm · fact
- 2 advisors left S•••••• S••••••••• I••• (Tampa, FL) for W•••• F•••• A••••••• on the same dayNov 18, 2025 · Team lift-out · derived
- K•••• W•••••• G••••• left S•••••• S••••••••• I••• for W•••• F•••• A••••••• (registered 2025-11-17)Nov 18, 2025 · Advisor changed firm · fact
- R••••• P••••• H•••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2026-01-12)Oct 14, 2025 · Advisor changed firm · fact
- W••• V•••••• K•••••• left S•••••• S••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-09-24)Sep 23, 2025 · Advisor changed firm · fact
- M•••••• C•••• A••••••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2025-08-01)Aug 1, 2025 · Advisor changed firm · fact
- B•••••• G•••••••• H••••• left S•••••• S••••••••• I••• for T••••• A••••••• S•••••••• I••• (registered 2025-08-19)Jul 29, 2025 · Advisor changed firm · fact
- S•••••• S••••••••• I••• reported 66 offices beyond its principal office, down from 84 (2024-12-12 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- J••••• A•••• Y•••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2025-02-19)Feb 19, 2025 · Advisor changed firm · fact
- D••••• R••• S••••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2025-02-19)Feb 19, 2025 · Advisor changed firm · fact
- L••• J••• L••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2025-02-19)Feb 19, 2025 · Advisor changed firm · fact
- 3 advisors left S•••••• S••••••••• I••• (Columbus, GA) for L•• F•••••••• L•• on the same dayFeb 19, 2025 · Team lift-out · derived
- J••••• M••••••• left S•••••• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-01-27)Jan 9, 2025 · Advisor changed firm · fact
- C••••••••• J•••• H••••• left S•••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-10-24)Oct 30, 2024 · Advisor changed firm · fact
- A••••• D• M••••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2024-09-03)Sep 4, 2024 · Advisor changed firm · fact
- C••••••••• R••••• S••••••• left S•••••• S••••••••• I••• for E•••••••• A•••••••• L•• (registered 2024-08-02)Jul 30, 2024 · Advisor changed firm · fact
- J•••• C••••• M••• left S•••••• S••••••••• I••• for C•••••• I••••••••• A•••••••• L•• (registered 2024-07-29)Jun 13, 2024 · Advisor changed firm · fact
- T•••••• K•••••• V•••• left S•••••• S••••••••• I••• for C••••••• F•••••••• G•••• L•• (registered 2003-04-21)May 22, 2024 · Advisor changed firm · fact
- W•••••• H•••• W••••••• left S•••••• S••••••••• I••• for O•••• W•••••• I••• (registered 2024-04-12)Apr 16, 2024 · Advisor changed firm · fact
- S•••••• S••••••••• I••• reported 84 offices beyond its principal office, down from 90 (2023-10-30 to 2024-03-28)Mar 28, 2024 · Office count change · derived
- Leigh Angela Wills (Chief Financial Officer/Financial Operations Principal) no longer on Schedule A of S•••••• S••••••••• I••• (listed 2023-10-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- C•••••• K• M••••• left S•••••• S••••••••• I••• for V••••• W••••• M•••••••• I••• (registered 2025-03-10)Feb 5, 2024 · Advisor changed firm · fact
- J••••• A•••• L•••••• left S•••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-04-23)Dec 21, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- S•••••• S••••••••• I••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- gracestonegroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 706-649-2327reportedpublic record, Form ADV, Jan 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026