DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Donald Leonard Ruffin
Certified Financial Planner
Feed of 09/14/2026
Also filed as Don Ruffin
At current firm
2 y
since Sep 16, 2024
In the industry
39 y
since Dec 1, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Park Square Financial Group LLC independent RIA currentsince Sep 16, 2024 · Roswell, Ga
- Csenge Advisory Group, LLC independent RIASep 9, 2019 to Sep 18, 2024 · Roswell, Ga
- Fsc Securities Corporation formerMay 4, 2006 to Sep 6, 2019 · Roswell, Ga
- Summit Financial Group Inc formerJan 18, 2006 to May 3, 2006 · Roswell, Ga
Moves
a registration end followed by a registration begin elsewhere
- Csenge Advisory Group, LLC to Park Square Financial Group LLCleft Sep 18, 2024, registered Sep 16, 2024 (-2 days) · RIA to a newly registered adviser · moved with a team
- Fsc Securities Corporation to Csenge Advisory Group, LLCleft Sep 6, 2019, registered Sep 9, 2019 (3 days) · Affiliated broker-dealer or bank to independent RIA
- Summit Financial Group Inc to Fsc Securities Corporationleft May 3, 2006, registered May 4, 2006 (1 days) · Other
Signals
- Donald Leonard Ruffin left Csenge Advisory Group, Llc for Park Square Financial Group Llc (registered 2024-09-16)Sep 18, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address