DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Paul Richard Buckley

LPL Financial LLCBD affiliatedSan Diego, Ca dual registrantIAPD 1600102

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Paul Richard Buckley

At current firm

0 y

since Aug 13, 2026

In the industry

39 y

since Jan 19, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 13, 2026 · Portland, Me
Osaic Wealth, Inc. BD affiliated
Sep 1, 2023 to Aug 14, 2026 · Portland, Me
Sagepoint Financial, Inc. former
Oct 9, 2020 to Sep 1, 2023 · Portland, Me
MML Investors Services, LLC BD affiliated
Mar 25, 2017 to Oct 13, 2020 · Portland, Me
Msi Financial Services, Inc. former
Jan 2, 2015 to Mar 25, 2017 · Portland, Me
Mariner independent RIA
Jun 14, 2013 to Jul 28, 2016 · Overland Park,, Ks
New England Securities Corporation former
Oct 14, 1998 to Jan 2, 2015 · Portland, Me

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to LPL Financial LLC
left Aug 14, 2026, registered Aug 13, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Sagepoint Financial, Inc. to Osaic Wealth, Inc.
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
MML Investors Services, LLC to Sagepoint Financial, Inc.
left Oct 13, 2020, registered Oct 9, 2020 (-4 days) · Affiliated broker-dealer or bank to another
Msi Financial Services, Inc. to MML Investors Services, LLC
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Mariner to Msi Financial Services, Inc.
left Jul 28, 2016, registered Jan 2, 2015 (-573 days) · Other · moved with a team
New England Securities Corporation to Mariner
left Jan 2, 2015, registered Jun 14, 2013 (-567 days) · Other · moved with a team

Signals

Paul Richard Buckley left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2026-08-13)
Aug 14, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address