DFX Intelligence
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Registered advisor
A••• M•••••• J••••••
Certified Financial Planner · Personal Financial Specialist
Feed of 09/14/2026
Also filed as A••• M•••••• J••••••
At current firm
4 y
since Apr 13, 2022
In the industry
43 y
since Oct 1, 1982 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
17
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 13, 2022 · West Melbourne, Fl
- J•••••• F•••••••• S•••••••• I••• unclassifiedMar 11, 1998 to Oct 26, 2022 · Pembroke Pines, Fl
Moves
a registration end followed by a registration begin elsewhere
- J•••••• F•••••••• S•••••••• I••• to O•••• A••••••• S•••••••• L••left Oct 26, 2022, registered Apr 13, 2022 (-196 days) · Other · moved with a team
Signals
- ••• LockedOct 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address