D•••• A•••• T••••

R••••• W• B•••• • C•• I•••••••••mixed wealthFort Myers, Fl dual registrantIAPD 1604405

Feed of 09/14/2026

At current firm

8 y

since Sep 7, 2018

In the industry

25 y

since Feb 4, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Sep 7, 2018 · Milwaukee, Wi
M••••• S•••••• wirehouse
Jun 1, 2009 to Sep 11, 2018 · Waukesha, Wi
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 20, 2008 to Jun 1, 2009 · Waukesha, Wi

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••
left Sep 11, 2018, registered Sep 7, 2018 (-4 days) · Wirehouse to independent RIA
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address