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Registered advisor
M•••••• C• M••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseBridgewater, Nj dual registrantIAPD 1608247
Feed of 09/15/2026
Also filed as Michael Christopher Moody
At current firm
17 y
since Apr 15, 2009
In the industry
39 y
since Dec 22, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 15, 2009 · Bridgewater, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 12, 2005 to Apr 1, 2009 · Bedminster, Nj
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Jan 14, 2005 · Princeton , Nj
- J••••• H•••••••• W••• L••••• L•• formerJun 4, 2003 to Jan 1, 2004 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 1, 2009, registered Apr 15, 2009 (14 days) · Other
- P•• W••••• M••••••••• to C•••••••• G••••• M•••••• I•••left Jan 14, 2005, registered Jan 12, 2005 (-2 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address