DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• J•••• T•••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as J•• T•••••••
At current firm
15 y
since Jan 19, 2011
In the industry
28 y
since Feb 26, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 19, 2011 · Voluntown, Ct
- E•••• S••••••••• L•• BD affiliatedMar 8, 2005 to Jan 28, 2011 · Voluntown, Ct
- U•• F•••••••• S••••••• I••• wirehouseJun 25, 1998 to Feb 18, 2005 · New London, Ct
Moves
a registration end followed by a registration begin elsewhere
- E•••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 28, 2011, registered Jan 19, 2011 (-9 days) · Other
- U•• F•••••••• S••••••• I••• to E•••• S••••••••• L••left Feb 18, 2005, registered Mar 8, 2005 (18 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address