DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard D Albright
Feed of 09/15/2026
Also filed as Richard Dorsey Albright
At current firm
8 y
since Jun 21, 2018
In the industry
39 y
since Dec 24, 1986 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince Jun 21, 2018 · Greenback, Tn
- Scottrade Investment Management formerJan 31, 2017 to Mar 9, 2018 · Saint Louis, Mo
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Jan 3, 2017 · Alcoa, Tn
- Cetera Investment Services LLC formerNov 15, 2013 to Jan 21, 2014 · Hoover, Al
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 10, 2011 to Nov 13, 2013 · Jacksonville, Fl
- Ssn Advisory, Inc. formerMar 10, 2008 to Jun 27, 2011 · Knoxville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Scottrade Investment Management to Empower Advisory Group, LLCleft Mar 9, 2018, registered Jun 21, 2018 (104 days) · Other · moved with a team
- Cetera Investment Advisers LLC to Scottrade Investment Managementleft Jan 3, 2017, registered Jan 31, 2017 (28 days) · Other
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cetera Investment Services LLCleft Nov 13, 2013, registered Nov 15, 2013 (2 days) · Other
- Ssn Advisory, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 27, 2011, registered Aug 10, 2011 (44 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address