RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L•••• S••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 2, 2009 · Columbia, Md
- W••••••••• L•• state registered currentsince Nov 13, 2006 · Columbia, Md
- L•• F•••••••• G••••• I••• state registeredJan 11, 2006 to Nov 10, 2006 · Columbia, Md
- S••••••• F•••••••• G•••• L•• unclassifiedJan 13, 2000 to Jan 13, 2006 · Westminster, Md
- L•• F•••••••• G••••• I••• to W••••••••• L••left Nov 10, 2006, registered Nov 13, 2006 (3 days) · Other
- S••••••• F•••••••• G•••• L•• to L•• F•••••••• G••••• I•••left Jan 13, 2006, registered Jan 11, 2006 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address