DFX Intelligence
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Registered advisor
T••• M••••• R•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Jan 10, 2022
In the industry
24 y
since Aug 16, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager currentsince Jan 10, 2022 · Minneapolis,, Mn
- R•• C•••••• M••••••• L•• national BDOct 2, 2002 to Aug 19, 2004 · Minnetonka, Mn
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left Aug 19, 2004, registered Jan 10, 2022 (6353 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address