J••• R••••• A••••••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 13, 2024 · Ocala, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Aug 31, 2018 to Jun 26, 2024 · Wesport, Ct
• W•••• F•••• A••••••• wirehouse
  Mar 4, 2008 to Sep 5, 2018 · Westport, Ct
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 8, 2006 to Feb 19, 2008 · Ocala, Fl
• A•••••• I••• unclassified
  Apr 7, 2003 to Mar 8, 2006 · Ocala, Fl

• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Jun 26, 2024, registered Jun 13, 2024 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
• W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
  left Sep 5, 2018, registered Aug 31, 2018 (-5 days) · Wirehouse to affiliated broker-dealer or bank
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left Feb 19, 2008, registered Mar 4, 2008 (14 days) · Wirehouse to wirehouse
• A•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Mar 8, 2006, registered Mar 8, 2006 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jun 26, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address