RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• L•• P••••••
- A•••• I••••••••• G•••• state registered currentsince Jan 1, 2017 · Concord, Nh
- L•• F•••••••• L•• BD affiliated currentsince Aug 27, 2012 · Concord, Nh
- A•••• I••••••••• G•••• state registeredJan 18, 2013 to Dec 31, 2016 · Concord, Nh
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Aug 28, 2012 · Concord, Nh
- V••• F•••••••• P•••••••• L•• formerFeb 27, 2009 to Jan 3, 2011 · Concord, Nh
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2006 to Feb 25, 2009 · Manchester, Nh
- E•••••• P•••• A••••••• I••• unclassifiedMar 19, 2003 to Dec 31, 2003 · Lynnfield, Ma
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 28, 2012, registered Aug 27, 2012 (-1 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- V••• F•••••••• A•••••••• I••• to V••• F•••••••• P•••••••• L••left Feb 25, 2009, registered Feb 27, 2009 (2 days) · Other
- E•••••• P•••• A••••••• I••• to V••• F•••••••• A•••••••• I•••left Dec 31, 2003, registered Jan 3, 2006 (734 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address