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Registered advisor

R•••••• R•••• R••••

V••••••• W••••• M•••••••••state registeredHenderson, NvIA-onlyIAPD 1616543

Feed of 09/14/2026

Also filed as Ray R••••

At current firm

12 y

since Jan 6, 2014

In the industry

33 y

since Mar 24, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/ray-russo-671818219reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

V••••••• W••••• M••••••••• state registered current
since Jan 6, 2014 · Henderson, Nv
S••••••• A•••••• G•••• state registered
Oct 21, 2011 to Dec 3, 2013 · Mesa, Az
I••••••••• F•••••••• G••••• L•• BD affiliated
Dec 4, 2009 to Aug 10, 2011 · San Diego, Ca
I••••••••• A••••••• I••••••••• I••• unclassified
Aug 29, 2006 to Dec 11, 2009 · San Diego, Ca
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Apr 12, 2006 to Sep 5, 2006 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

S••••••• A•••••• G•••• to V••••••• W••••• M•••••••••
left Dec 3, 2013, registered Jan 6, 2014 (34 days) · Other
I••••••••• F•••••••• G••••• L•• to S••••••• A•••••• G••••
left Aug 10, 2011, registered Oct 21, 2011 (72 days) · Other
I••••••••• A••••••• I••••••••• I••• to I••••••••• F•••••••• G••••• L••
left Dec 11, 2009, registered Dec 4, 2009 (-7 days) · Other
T••••••••• F•••••••• A•••••••• L•• to I••••••••• A••••••• I••••••••• I•••
left Sep 5, 2006, registered Aug 29, 2006 (-7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address