RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• C••••••••• H•••••••••
- M••••• S•••••• wirehouse currentsince Mar 25, 2026 · Dallas, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 3, 2015 to Apr 3, 2026 · Chicago, Il
- C••••• S••••• S••••••••• •••• L•• formerMay 21, 2010 to Dec 1, 2015 · Chicago, Il
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 16, 2010 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 16, 2001 to Jun 1, 2009 · Chicago, Il
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 3, 2026, registered Mar 25, 2026 (-9 days) · Wirehouse to wirehouse · moved with a team
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Dec 1, 2015, registered Nov 3, 2015 (-28 days) · corporate re-registration, not a move
- M••••• S•••••• to C••••• S••••• S••••••••• •••• L••left Jun 16, 2010, registered May 21, 2010 (-26 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••• C••••••••• H••••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2026-03-25)Apr 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address