DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Gene Berger

LPL Financial LLCBD affiliatedIndianapolis, Indual registrantIAPD 1620803

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Bob Berger

At current firm

2 y

since Aug 19, 2024

In the industry

39 y

since Jan 28, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 19, 2024 · Indianapolis, In
Money Concepts Advisory Service BD affiliated
Aug 19, 2024 to Sep 13, 2024 · Indianapolis, In
Money Concepts Advisory Service BD affiliated
Aug 2, 2013 to Aug 19, 2024 · Palm Beach Gardens, Fl
Resource Horizons Investment Advisory, Inc. former
Jan 3, 2008 to Aug 1, 2013 · Indianapolis, In
Resource Horizons Group LLC unclassified
Jan 3, 2006 to Dec 31, 2007 · Indianapolis, In
Esi Financial Advisors independent RIA
Oct 7, 2002 to Dec 31, 2005 · Indianapolis, In
New England Securities Corporation former
Oct 20, 1998 to Sep 3, 2002 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

Money Concepts Advisory Service to LPL Financial LLC
left Sep 13, 2024, registered Aug 19, 2024 (-25 days) · Affiliated broker-dealer or bank to another
Resource Horizons Investment Advisory, Inc. to Money Concepts Advisory Service
left Aug 1, 2013, registered Aug 2, 2013 (1 days) · Other
Resource Horizons Group LLC to Resource Horizons Investment Advisory, Inc.
left Dec 31, 2007, registered Jan 3, 2008 (3 days) · Other
Esi Financial Advisors to Resource Horizons Group LLC
left Dec 31, 2005, registered Jan 3, 2006 (3 days) · Other
New England Securities Corporation to Esi Financial Advisors
left Sep 3, 2002, registered Oct 7, 2002 (34 days) · Other

Signals

Robert Gene Berger left Money Concepts Advisory Service for Lpl Financial Llc (registered 2024-08-19)
Sep 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address