RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• H••••• B••••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 29, 2021 · Tucson, Az
- V••• F•••••••• P•••••••• L•• formerJan 31, 2011 to Oct 6, 2011 · Des Moines, Ia
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 24, 2011 to Nov 29, 2021 · Phoenix, Az
- V••• F•••••••• P•••••••• L•• formerOct 29, 2008 to Jan 3, 2011 · Tucson, Az
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerNov 19, 1999 to Oct 16, 2008 · Tucson, Az
- V••• F•••••••• A•••••••• I••• to V••• F•••••••• P•••••••• L••left Nov 29, 2021, registered Jan 31, 2011 (-3955 days) · Other
- V••• F•••••••• P•••••••• L•• to L•• F•••••••• L••left Oct 6, 2011, registered Nov 29, 2021 (3707 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 24, 2011 (21 days) · corporate re-registration, not a move
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to V••• F•••••••• P•••••••• L••left Oct 16, 2008, registered Oct 29, 2008 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address