W•••••• T••• E•••••

C••••• I••••••••• A••••••• L••BD affiliatedAkron, Oh dual registrantIAPD 1625965

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as W•••••• T••• E•••••

At current firm

2 y

since Mar 21, 2024

In the industry

39 y

since Feb 18, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 21, 2024 · Carmel, In
M••••• S•••••• wirehouse
Jun 1, 2009 to Aug 3, 2009 · Overland Park, Ks
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 12, 2001 to Jun 1, 2009 · Leawood, Ks

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to C••••• I••••••••• A••••••• L••
left Aug 3, 2009, registered Mar 21, 2024 (5344 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address