RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••• R••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Nov 21, 2025 · Grapevine, Tx
- L•• F•••••••• L•• BD affiliatedFeb 5, 2021 to Nov 21, 2025 · Addison, Tx
- B•••••••• L•• independent RIAMay 18, 2018 to Feb 24, 2021 · Dallas, Tx
- L•••• F••• A••••••• S••••••• BD affiliatedAug 29, 2013 to May 22, 2018 · Dallas, Tx
- R•• P•••••• A•••••••• L•• unclassifiedMar 13, 2012 to Oct 8, 2013 · Addison, Tx
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerAug 13, 2002 to Aug 22, 2013 · Metarie, La
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Nov 21, 2025, registered Nov 21, 2025 (0 days) · Affiliated broker-dealer or bank to another
- B•••••••• L•• to L•• F•••••••• L••left Feb 24, 2021, registered Feb 5, 2021 (-19 days) · RIA to affiliated broker-dealer or bank
- L•••• F••• A••••••• S••••••• to B•••••••• L••left May 22, 2018, registered May 18, 2018 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- R•• P•••••• A•••••••• L•• to L•••• F••• A••••••• S•••••••left Oct 8, 2013, registered Aug 29, 2013 (-40 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to R•• P•••••• A•••••••• L••left Aug 22, 2013, registered Mar 13, 2012 (-527 days) · Other
- M•••••• R•••• R•••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-11-21)Nov 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address