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Registered advisor
S•••••• G••• Z•••••••
Feed of 09/14/2026
Also filed as S•••• Z•••••••
At current firm
3 y
since Jun 2, 2023
In the industry
39 y
since May 27, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 2, 2023 · Fort Myers, Fl
- S••••• F•••••••• G•••• I•• formerNov 18, 2013 to May 20, 2021 · Ft Myers, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 25, 2009 to Nov 6, 2013 · Ft. Myers, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedSep 2, 2008 to Oct 10, 2009 · Ft. Myers, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedDec 14, 2005 to Aug 21, 2008 · Ft. Myers, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 1, 2000 to Dec 14, 2005 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••left May 20, 2021, registered Jun 2, 2023 (743 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••• F•••••••• G•••• I••left Nov 6, 2013, registered Nov 18, 2013 (12 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 10, 2009, registered Jun 25, 2009 (-107 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Aug 21, 2008, registered Sep 2, 2008 (12 days) · Other
- C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 14, 2005, registered Dec 14, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address