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RIA Intelligence
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Registered advisor
F••• S•••• B••••
Feed of 09/14/2026
Also filed as S••••Y B••••
At current firm
2 y
since Mar 4, 2024
In the industry
39 y
since Apr 2, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 4, 2024 · Athens, Tn
- L•• F•••••••• L•• BD affiliatedOct 19, 2018 to Mar 12, 2024 · Athens, Tn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 17, 2017 to Oct 22, 2018 · Athens, Tn
- I••••• F•••••••• C••••••••• formerFeb 18, 2016 to Feb 28, 2017 · Athens, Tn
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 12, 2024, registered Mar 4, 2024 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Oct 22, 2018, registered Oct 19, 2018 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- I••••• F•••••••• C••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 28, 2017, registered Mar 17, 2017 (17 days) · Other · moved with a team
Signals
- F••• S•••• B•••• left L•• F•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-03-04)Mar 12, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address