DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Neal Whiddon
Certified Financial Planner
Feed of 09/14/2026
Also filed as Jim Whiddon
At current firm
5 y
since Jul 29, 2021
In the industry
39 y
since May 4, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Evidence Wealth, LLC state registered currentsince Jul 29, 2021 · Bryan, Tx
- Buckingham Strategic Wealth, LLC formerJul 15, 2013 to Aug 6, 2021 · Dallas, Tx
- Jwa Financial Group, Inc. formerDec 14, 1998 to Oct 10, 2013 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Buckingham Strategic Wealth, LLC to Evidence Wealth, LLCleft Aug 6, 2021, registered Jul 29, 2021 (-8 days) · RIA to a state-registered adviser
- Jwa Financial Group, Inc. to Buckingham Strategic Wealth, LLCleft Oct 10, 2013, registered Jul 15, 2013 (-87 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address