DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Latest filing Apr 24, 2026
First filing on the tape Apr 24, 2026 · 1 filings
RAUM
$56.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$56.8M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
- RAUM per advisor
- $8.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $201,278derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$32.4M57%
- High-net-worth individuals$24.4M43%
- Individual clients
- 126reported
- HNW clients
- 14reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 282reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Neal WhiddonCertified Financial Planner | Bryan, Tx | Jul 29, 2021 | 39 y | 2 |
| Matthew Lewis GentryCertified Financial Planner | Bryan, Tx | Aug 24, 2021 | 17 y | 2 |
| Dalton Dwayne Smith | Bryan, Tx | Jul 29, 2024 | 12 y | 0 |
| Johnathan Martin WhiddonCertified Financial Planner | Bryan, Tx | Sep 30, 2024 | 12 y | 0 |
| Patrick Cooper Tuggle | Bryan, Tx | Dec 26, 2025 | 10 y | 0 |
| John Taylor Shaw | Bryan, Tx | Mar 2, 2026 | 20 y | 1 |
| Jason Thomas Keck | Bryan, Tx | Apr 24, 2026 | 10 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- Isaac Scott Auvermann to Tdc Capital Advisors, Inc.Mar 17, 2026 · Other
- John Arthur Graybill to Eversource Wealth Advisors, LLCJun 1, 2023 · Other
Joined, latest
- John Taylor Shaw from Paragon Financial AdvisorsMar 2, 2026 · RIA to a state-registered adviser
- Matthew Lewis Gentry from Balefire, LLCAug 24, 2021 · Other
- James Neal Whiddon from Buckingham Strategic Wealth, LLCJul 29, 2021 · RIA to a state-registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bryan, Tx · principal | 7 | 3 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
- Isaac Scott Auvermann left Evidence Wealth, Llc for Tdc Capital Advisors, Inc. (registered 2026-03-18)Mar 17, 2026 · Advisor changed firm · fact
- John Arthur Graybill left Evidence Wealth, Llc for Eversource Wealth Advisors, Llc (registered 2025-02-19)Jun 1, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/evidence-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- evidencewealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (979) 690-9406reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026