DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Peter Geers
Feed of 09/14/2026
At current firm
4 y
since Jun 2, 2022
In the industry
39 y
since Apr 1, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 2, 2022 · Dubuque, Ia
- Balefire, LLC independent RIAJun 22, 2016 to Apr 28, 2022 · Dubuque, Ia
- Advantage Investment Management, LLC formerMay 11, 2009 to Jan 4, 2016 · Dubuque, Ia
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerOct 1, 2008 to Dec 31, 2009 · Dubuque, Ia
- Fintegra, LLC formerMay 9, 2003 to Sep 30, 2008 · Dubuque, Ia
Moves
a registration end followed by a registration begin elsewhere
- Balefire, LLC to LPL Financial LLCleft Apr 28, 2022, registered Jun 2, 2022 (35 days) · RIA to RIA · moved with a team
- Advantage Investment Management, LLC to Balefire, LLCleft Jan 4, 2016, registered Jun 22, 2016 (170 days) · Other
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Advantage Investment Management, LLCleft Dec 31, 2009, registered May 11, 2009 (-234 days) · Other
- Fintegra, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)left Sep 30, 2008, registered Oct 1, 2008 (1 days) · Other
Signals
- Charles Peter Geers left Balefire, Llc for Lpl Financial Llc (registered 2022-06-02)Apr 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address