DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Duke Paterson Cope
Certified Financial Planner
Feed of 09/14/2026
Also filed as Duke Paterson Cope
At current firm
5 y
since Nov 17, 2020
In the industry
39 y
since Jun 10, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cope Private Wealth state registered currentsince Nov 17, 2020 · Birmingham, Al
- Rfg Advisory, LLC independent RIANov 15, 2018 to Nov 17, 2020 · Birmingham, Al
- Prospera Financial Services, Inc. BD affiliatedApr 23, 2015 to Nov 15, 2018 · Birmingham, Al
- Raymond James & Associates, Inc. national BDFeb 13, 2013 to Apr 22, 2015 · Birmingham, Al
- Morgan Keegan & Company, LLC formerMay 7, 1997 to Feb 13, 2013 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Rfg Advisory, LLC to Cope Private Wealthleft Nov 17, 2020, registered Nov 17, 2020 (0 days) · RIA to a state-registered adviser · moved with a team
- Prospera Financial Services, Inc. to Rfg Advisory, LLCleft Nov 15, 2018, registered Nov 15, 2018 (0 days) · RIA to RIA
- Raymond James & Associates, Inc. to Prospera Financial Services, Inc.left Apr 22, 2015, registered Apr 23, 2015 (1 days) · Other
- Morgan Keegan & Company, LLC to Raymond James & Associates, Inc.left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address