DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

P•••• A•• T•••••••

L•• F•••••••• L••BD affiliatedSebring, Fldual registrantIAPD 1643099

Feed of 09/14/2026

Also filed as P•••• Ann Strohm

At current firm

1 y

since Jan 1, 2025

In the industry

39 y

since May 11, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 1, 2025 · Sebring, Fl
W•••• F•••• A••••••• wirehouse
Jun 30, 2014 to Sep 14, 2020 · Tampa, Fl
S••••••• I••••••••• S•••••••• I••• former
Jun 30, 2011 to Jun 30, 2014 · Sebring, Fl
O•••• I••••••••• I••• BD affiliated
Dec 4, 2006 to Jun 15, 2011 · Sebring, Fl
W•••• F•••• A••••••• wirehouse
Oct 1, 2000 to Nov 20, 2006 · Avon Park, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to L•• F•••••••• L••
left Sep 14, 2020, registered Jan 1, 2025 (1570 days) · Wirehouse to affiliated broker-dealer or bank
S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Jun 30, 2014, registered Jun 30, 2014 (0 days) · Other
O•••• I••••••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Jun 15, 2011, registered Jun 30, 2011 (15 days) · Other
W•••• F•••• A••••••• to O•••• I••••••••• I•••
left Nov 20, 2006, registered Dec 4, 2006 (14 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address