DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Alfredo Chona
Feed of 09/14/2026
Also filed as Gregory Alfredo Chona
At current firm
4 y
since Sep 15, 2022
In the industry
39 y
since Jul 24, 1987 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Equitable Advisors, LLC national BD currentsince Sep 15, 2022 · Chesterton, In
- Ameriprise Financial Services, LLC national BDFeb 13, 2019 to Sep 26, 2022 · Crown Point, In
- Iht Wealth Management LLC BD affiliatedApr 24, 2018 to Jan 18, 2019 · Chicago, Il
- Ameriprise Financial Services, LLC national BDJun 10, 2013 to Sep 1, 2016 · Sarasota, Fl
- Msi Financial Services, Inc. formerMar 7, 2008 to Jun 11, 2013 · Sarasota, Fl
- Brookstone Investment Advisory Services formerAug 7, 2006 to Feb 14, 2008 · Sarasota, Fl
- Raymond James Financial Services, Inc. unclassifiedMar 14, 2003 to Apr 27, 2006 · Bradenton, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 16, 2002 to Mar 12, 2003 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Equitable Advisors, LLCleft Sep 26, 2022, registered Sep 15, 2022 (-11 days) · Affiliated broker-dealer or bank to another
- Iht Wealth Management LLC to Ameriprise Financial Services, LLCleft Jan 18, 2019, registered Feb 13, 2019 (26 days) · RIA to affiliated broker-dealer or bank
- Ameriprise Financial Services, LLC to Iht Wealth Management LLCleft Sep 1, 2016, registered Apr 24, 2018 (600 days) · Affiliated broker-dealer or bank to independent RIA
- Msi Financial Services, Inc. to Ameriprise Financial Services, LLCleft Jun 11, 2013, registered Jun 10, 2013 (-1 days) · Other
- Brookstone Investment Advisory Services to Msi Financial Services, Inc.left Feb 14, 2008, registered Mar 7, 2008 (22 days) · Other
- Raymond James Financial Services, Inc. to Brookstone Investment Advisory Servicesleft Apr 27, 2006, registered Aug 7, 2006 (102 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James Financial Services, Inc.left Mar 12, 2003, registered Mar 14, 2003 (2 days) · Other
Signals
- Gregory Alfredo Chona left Ameriprise Financial Services, Llc for Equitable Advisors, Llc (registered 2022-09-15)Sep 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address